{"url":"https://nivawealth.com/firms/stoneridge-pmg-advisors-107662","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107662","regulatoryAum":774158914,"crd":"107662","history":[{"filedOn":"2021-03-30","regulatoryAum":1523388231,"clients":43,"employees":13,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":1397838039,"clients":31,"employees":11,"offices":1},{"filedOn":"2023-03-29","regulatoryAum":1025732957,"clients":25,"employees":12,"offices":1},{"filedOn":"2024-07-29","regulatoryAum":981726460,"clients":25,"employees":8,"offices":1},{"filedOn":"2025-03-26","regulatoryAum":403678541,"clients":11,"employees":8,"offices":1},{"filedOn":"2026-08-05","regulatoryAum":774158914,"clients":18,"employees":11,"offices":1}],"secFileNumber":"801-52204","legalName":"Stoneridge PMG Advisors, LLC","displayName":"StoneRidge PMG Advisors","slug":"stoneridge-pmg-advisors-107662","website":"https://srpmga.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/107662/f7c5535b78291b55-r1.webp","tone":"light","width":745,"height":200,"sourceUrl":"https://srpmga.com/","sourceLabel":"Stoneridge PMG Advisors, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"201 King of Prussia Road, Suite 200","city":"Radnor","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19087"},"tradeNames":[],"registration":{"secApproved":"21 June 1996","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":11,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":774158914,"discretionary":259200979,"discretionaryAccounts":13,"nonDiscretionary":514957935,"nonDiscretionaryAccounts":5,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"State or municipal government entities","clients":13,"regulatoryAum":676897410},{"label":"Insurance companies","clients":2,"regulatoryAum":80236055},{"label":"Corporations and other businesses","clients":2,"regulatoryAum":4735421},{"label":"Other","clients":1,"regulatoryAum":12290028}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"TD Bank USA, National Association","shortName":"TD Bank USA, National Association","location":"Wilmington, DE","smaAssets":514957936},{"name":"U.S. Bancorp","shortName":"U.S. Bancorp","location":"Minneapolis, MN","smaAssets":115702968},{"name":"Principal Bank","shortName":"Principal Bank","location":"Des Moines, IA","smaAssets":79483310}],"custodyNote":"StoneRidge PMG Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Steven Sanders","title":"Chief Executive Officer","crd":"1238874"},{"name":"Wayne Leevy","title":"Chief Financial Officer","crd":"4068567"},{"name":"Kimberly Clarke","title":"Chief Compliance Officer","crd":"6626710"}],"ownership":[{"label":"Steven Sanders","detail":"Chief executive officer in the 25% to 50% ownership band and a control person, since July 2015. Also a elected manager of Beltraith Capital, LLC in the 25% to 50% band and a control person, since May 2009."},{"label":"Beltraith Capital, LLC","detail":"Member in the 50% to 75% ownership band and a control person, since July 2015."},{"label":"Forefront Analytics, LLC","detail":"Member in the 25% to 50% ownership band and a control person, since May 2020."},{"label":"Bennett Lomax","detail":"Indirect owner: elected manager of Beltraith Capital, LLC, since May 2009.","parent":"Beltraith Capital, LLC"},{"label":"Donald Caldwell","detail":"Indirect owner: elected manager of Beltraith Capital, LLC, since May 2009.","parent":"Beltraith Capital, LLC"},{"label":"Osagie Imasogie","detail":"Indirect owner: elected manager of Beltraith Capital, LLC, since May 2009.","parent":"Beltraith Capital, LLC"},{"label":"Wayne Leevy","detail":"Indirect owner: elected manager of Beltraith Capital, LLC and a control person, since May 2009.","parent":"Beltraith Capital, LLC"},{"label":"Christopher Geczy","detail":"Indirect owner: a elected manager of Forefront Analytics, LLC in the 25% to 50% band and a control person, since May 2020.","parent":"Forefront Analytics, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"201 King of Prussia Road, Suite 200","city":"Radnor","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"484-254-5400","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. government/agency bonds","percent":29},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":12},{"label":"Cash and cash equivalents","percent":31}],"privateFunds":0},"sources":{"adv1FilingDate":"5 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107662/PDF/107662.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does StoneRidge PMG Advisors have?","answer":"StoneRidge PMG Advisors has 18 clients and manages $774 million for them, as of August 2026. They include 13 state or municipal government entities, 2 insurance companies, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does StoneRidge PMG Advisors offer?","answer":"StoneRidge PMG Advisors provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does StoneRidge PMG Advisors use?","answer":"StoneRidge PMG Advisors’ separately managed account assets are held at TD Bank USA, National Association (Wilmington, DE), with $515M, U.S. Bancorp (Minneapolis, MN), with $116M and Principal Bank (Des Moines, IA), with $79.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does StoneRidge PMG Advisors have?","answer":"StoneRidge PMG Advisors has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does StoneRidge PMG Advisors invest in?","answer":"At the end of its last fiscal year, StoneRidge PMG Advisors’ separately managed accounts held 31% cash and equivalents, 29% U.S. government and agency bonds, 22% exchange-traded equities, 12% investment grade corporate bonds and 6% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns StoneRidge PMG Advisors?","answer":"StoneRidge PMG Advisors is owned through holding companies by Christopher Geczy. Its direct owners are Steven Sanders (25% to 50%), Beltraith Capital, LLC (50% to 75%) and Forefront Analytics, LLC (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does StoneRidge PMG Advisors get paid?","answer":"StoneRidge PMG Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact StoneRidge PMG Advisors?","answer":"StoneRidge PMG Advisors’ main office is at 201 King of Prussia Road, Suite 200, Radnor, PA 19087. Its phone number is 484-254-5400. Its website is srpmga.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}