{"url":"https://nivawealth.com/firms/stonekeep-investments-306144","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/306144","regulatoryAum":169575000,"crd":"306144","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5548961","suffix":null,"lastName":"GEPPERT","firstName":"SCOTT","middleName":null},{"crd":"6919056","suffix":null,"lastName":"Reid","firstName":"Michael","middleName":"Chase"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-04","regulatoryAum":137850000,"clients":95,"employees":2,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":148975000,"clients":100,"employees":2,"offices":2},{"filedOn":"2026-03-20","regulatoryAum":169575000,"clients":114,"employees":2,"offices":2}],"secFileNumber":"801-128850","legalName":"Stonekeep Investments, LLC","displayName":"Stonekeep Investments","slug":"stonekeep-investments-306144","website":"https://stonekeepinvestments.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/306144/d15c9d0f12fb0cf0-r1.webp","tone":"dark","width":449,"height":200,"sourceUrl":"https://www.stonekeepinvestments.com/","sourceLabel":"Stonekeep Investments, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/stonekeep-investments-llc/","founded":null,"organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"29 September 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1202727.2727272727,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":169575000,"discretionary":169575000,"discretionaryAccounts":443,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":87,"regulatoryAum":22500000},{"label":"High-net-worth individuals","clients":23,"regulatoryAum":109800000},{"label":"Charitable organizations","clients":1,"regulatoryAum":1475000},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":35800000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.25,"from":0},{"to":null,"pct":0.5,"from":1000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022694","versionId":1022694,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-20","documentName":"FORM ADV2A/2B - SEC","fee_rate_low":0.5,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is charged an hourly fee of $200 per hour, and an estimated plan fee is provided before the planning process begins.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022694","versionId":1022694,"submittedOn":"2026-03-20","documentName":"FORM ADV2A/2B - SEC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:28:55.716315+00:00","documents":[{"name":"FORM ADV2A/2B - SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022694","versionId":1022694,"submittedOn":"2026-03-20"}]},"custodians":[{"name":"Altruist Financial LLC","shortName":"Altruist","location":"Venice, CA","smaAssets":13550000},{"name":"My529","shortName":"My529","location":"Salt Lake City, UT","smaAssets":1435000},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":154590000}],"custodyNote":"Stonekeep Investments does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Scott Geppert","title":"Owner","crd":"5548961"},{"name":"Michael Reid","title":"Managing Member/CCO","crd":"6919056"}],"ownership":[{"label":"Michael Reid","detail":"Managing member/cco in the 50% to 75% ownership band and a control person, since September 2019."},{"label":"Scott Geppert","detail":"Owner in the 50% to 75% ownership band and a control person, since August 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"615-975-3635","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":20},{"label":"Securities issued by registered investment companies or business development companies","percent":76},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"20 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/306144/PDF/306144.pdf","brochureDate":"20 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1022694","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stonekeep Investments have?","answer":"Stonekeep Investments has 114 clients and manages $170 million for them, as of March 2026. They include 87 individual clients, 23 high-net-worth individuals, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stonekeep Investments offer?","answer":"Stonekeep Investments provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stonekeep Investments charge?","answer":"Stonekeep Investments charges 0.50%–1.25% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"FORM ADV2A/2B - SEC, filed 20 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stonekeep Investments use?","answer":"Stonekeep Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $155M, Altruist Financial LLC (Venice, CA), with $13.6M and My529 (Salt Lake City, UT), with $1.44M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stonekeep Investments have?","answer":"Stonekeep Investments has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stonekeep Investments invest in?","answer":"At the end of its last fiscal year, Stonekeep Investments’ separately managed accounts held 76% registered funds (mutual funds, ETFs, BDCs), 20% exchange-traded equities and 4% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stonekeep Investments?","answer":"Stonekeep Investments’ direct owners are Michael Reid (50% to 75%) and Scott Geppert (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stonekeep Investments get paid?","answer":"Stonekeep Investments is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stonekeep Investments?","answer":"Its phone number is 615-975-3635. Its website is stonekeepinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}