{"url":"https://nivawealth.com/firms/stonebridge-wealth-systems-327894","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327894","regulatoryAum":369144690,"crd":"327894","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8026726","suffix":null,"lastName":"Criffield","firstName":"Aliisa","middleName":"Ann"},{"crd":"5490359","suffix":null,"lastName":"Gove","firstName":"Jeffrey","middleName":null},{"crd":"5231794","suffix":null,"lastName":"Gove","firstName":"Jeremy","middleName":null},{"crd":"7996844","suffix":null,"lastName":"Harsh","firstName":"Gavin","middleName":null},{"crd":"7393290","suffix":null,"lastName":"Kammerer","firstName":"Jay","middleName":"Michael 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2B","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting services","summary":"Consulting is charged at $300 per hour and may exceed the fixed fees depending on complexity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023201","versionId":1023201,"submittedOn":"2026-03-23","documentName":"FORM ADV PART 2A & 2B"},{"role":"other","program":"Financial planning","summary":"Financial planning is a negotiable fixed fee of up to $10,000, depending on the complexity of the client situation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023201","versionId":1023201,"submittedOn":"2026-03-23","documentName":"FORM ADV PART 2A & 2B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:20:33.77086+00:00","documents":[{"name":"FORM ADV PART 2A & 2B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023201","versionId":1023201,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Fidelity Distributors Company LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":230497967},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":138432903}],"custodyNote":"Stonebridge Wealth Systems has custody of $45.6M in client assets for 353 clients.","leadership":[{"name":"John Dwyer","title":"Chief Compliance Officer","crd":"2551964"},{"name":"Jeremy Gove","title":"Member","crd":"5231794"},{"name":"Jeffrey Gove","title":"Managing Member","crd":"5490359"},{"name":"Timothy Kulhanek","title":"Member","crd":"5696299"},{"name":"Scott Nachtigal","title":"Member","crd":"4142033"}],"ownership":[{"label":"Jeffrey Gove","detail":"Managing member in the 25% to 50% ownership band and a control person, since September 2023."},{"label":"Timothy Kulhanek","detail":"Member in the 25% to 50% ownership band and a control person, since September 2023."},{"label":"Scott Nachtigal","detail":"Member in the 10% to 25% ownership band, since September 2023."},{"label":"Jeremy Gove","detail":"Member in the 5% to 10% ownership band, since September 2023."}],"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Nebraska","offices":4,"addresses":[{"street":"108 1st Avenue Place","city":"Kearney","headquarters":true},{"street":"5733 S 34th Street","city":"Lincoln"},{"street":"834 N Diers Ave","city":"Grand Island"},{"street":"11605 Miracle Hills Drive","city":"Omaha"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 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They include 792 individual clients and 139 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stonebridge Wealth Systems offer?","answer":"Stonebridge Wealth Systems provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stonebridge Wealth Systems charge?","answer":"Stonebridge Wealth Systems charges up to 2.00% a year for its Asset management. The fee is billed in arrears and is negotiable.","source":"FORM ADV PART 2A & 2B, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stonebridge Wealth Systems use?","answer":"Stonebridge Wealth Systems’ separately managed account assets are held at Fidelity Distributors Company LLC (Smithfield, RI), with $230M and Charles Schwab & Co., Inc. (Westlake, TX), with $138M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stonebridge Wealth Systems have?","answer":"Stonebridge Wealth Systems has 10 investment adviser representatives registered with state securities authorities, out of 25 employees, and 10 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 10 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stonebridge Wealth Systems invest in?","answer":"At the end of its last fiscal year, Stonebridge Wealth Systems’ separately managed accounts held 70% registered funds (mutual funds, ETFs, BDCs), 13% investment grade corporate bonds, 9% exchange-traded equities, 7% cash and equivalents and 1% other. The 1% other category is described as: U.S. Government/Agency Bonds, U.S. State and Local Bonds, Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stonebridge Wealth Systems?","answer":"Stonebridge Wealth Systems’ direct owners are Jeffrey Gove, Timothy Kulhanek, Scott Nachtigal and Jeremy Gove, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stonebridge Wealth Systems get paid?","answer":"Stonebridge Wealth Systems is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Stonebridge Wealth Systems registered with the SEC?","answer":"Yes, Stonebridge Wealth Systems has been registered with the SEC as an investment adviser since 12 October 2023. Its CRD number is 327894 and its SEC file number is 801-128877.","source":"Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Stonebridge Wealth Systems?","answer":"Stonebridge Wealth Systems’ main office is at 108 1st Avenue Place, Kearney, NE 68847. Its phone number is 308-698-0144. Its website is stonebridgeiwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}