{"url":"https://nivawealth.com/firms/stonebridge-wealth-management-146775","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/146775","regulatoryAum":134576609,"crd":"146775","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1647969","suffix":null,"lastName":"DOUGLAS","firstName":"KELLEY","middleName":"JEFFERSON"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-27","regulatoryAum":118064085,"clients":42,"employees":1,"offices":1},{"filedOn":"2023-02-13","regulatoryAum":113259252,"clients":40,"employees":1,"offices":1},{"filedOn":"2024-01-30","regulatoryAum":117645553,"clients":40,"employees":1,"offices":1},{"filedOn":"2025-01-30","regulatoryAum":119472277,"clients":40,"employees":1,"offices":1},{"filedOn":"2026-02-04","regulatoryAum":134576609,"clients":40,"employees":1,"offices":1}],"secFileNumber":"801-125746","legalName":"Stonebridge 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100","city":"Frisco","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"972-418-2946","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. state and local bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":91},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":2,"detail":"Mutual Funds Held in Variable Annuities."}],"privateFunds":0},"sources":{"adv1FilingDate":"4 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/146775/PDF/146775.pdf","brochureDate":"4 February 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They include 28 high-net-worth individuals and 12 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stonebridge Wealth Management offer?","answer":"Stonebridge Wealth Management provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stonebridge Wealth Management charge?","answer":"Stonebridge Wealth Management charges 0.40%–1.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"STONEBRIDGE WEALTH MANAGEMENT, LLC FORM ADV PART 2A, filed 4 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stonebridge Wealth Management use?","answer":"Stonebridge Wealth Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $131M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stonebridge Wealth Management have?","answer":"Stonebridge Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stonebridge Wealth Management invest in?","answer":"At the end of its last fiscal year, Stonebridge Wealth Management’s separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 5% state and local bonds, 2% cash and equivalents and 2% other. The 2% other category is described as: Mutual Funds Held in Variable Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stonebridge Wealth Management?","answer":"Stonebridge Wealth Management’s direct owner is Kelley Douglas (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stonebridge Wealth Management get paid?","answer":"Stonebridge Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stonebridge Wealth Management?","answer":"Stonebridge Wealth Management’s main office is at 6160 Warren Parkway, Suite 100, Frisco, TX 75034. Its phone number is 972-418-2946. Its website is stonebridgewealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}