{"url":"https://nivawealth.com/firms/stonebridge-financial-group-340200","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340200","regulatoryAum":895995473,"crd":"340200","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5224536","suffix":null,"lastName":"BECHTEL","firstName":"ROBERTA","middleName":"LYNN"},{"crd":"6208516","suffix":null,"lastName":"BORTOLOTTO","firstName":"MITCHELL","middleName":"LOUIS"},{"crd":"6983788","suffix":null,"lastName":"DANIELS","firstName":"KYLE","middleName":"BRYAN"},{"crd":"6876598","suffix":null,"lastName":"GARRIGAN","firstName":"MICHAEL","middleName":null},{"crd":"8026969","suffix":null,"lastName":"Goodman","firstName":"Julian","middleName":null},{"crd":"6416779","suffix":null,"lastName":"IMBIMBO","firstName":"NICHOLAS","middleName":null},{"crd":"4011810","suffix":null,"lastName":"Martin","firstName":"Blair","middleName":"Lawton"},{"crd":"4990631","suffix":null,"lastName":"Nilsson","firstName":"Marcus","middleName":null},{"crd":"6982505","suffix":null,"lastName":"RUSSO","firstName":"NICO","middleName":"TAYLOR"},{"crd":"6856520","suffix":null,"lastName":"SINGLETON","firstName":"KYLE","middleName":null},{"crd":"1052021","suffix":null,"lastName":"WHITE","firstName":"JAMES","middleName":"RODNEY"},{"crd":"6082922","suffix":null,"lastName":"WORTHINGTON","firstName":"CHRISTOPHER","middleName":null},{"crd":"1202877","suffix":null,"lastName":"WORTHINGTON","firstName":"DANIEL","middleName":"WILLIAM"},{"crd":"6645687","suffix":null,"lastName":"Worthington","firstName":"Michael","middleName":"Joseph"}],"total":14,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135258","legalName":"Stonebridge Financial Group, LLC","displayName":"Stonebridge Financial Group","slug":"stonebridge-financial-group-340200","website":"https://stonebridgefinancialgrp.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/340200/bd9ef265bd9919a6-r1.webp","tone":"light","width":524,"height":200,"sourceUrl":"https://www.stonebridgefinancialgrp.com/","sourceLabel":"Stonebridge Financial Group, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Smith Ranch Road, Suite 112","city":"San Rafael","state":"CA","stateName":"California","country":"United States","postalCode":"94903"},"tradeNames":[],"registration":{"secApproved":"29 January 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":950342.7886872999,"staff":{"employees":21,"advisory":12,"brokerDealerReps":1,"insuranceAgents":10,"promoters":0},"aum":{"regulatory":895995473,"discretionary":895995473,"discretionaryAccounts":1871,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":684,"regulatoryAum":247875631},{"label":"High-net-worth individuals","clients":253,"regulatoryAum":642595562},{"label":"Pension and profit-sharing plans","clients":9,"regulatoryAum":2947546},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":2576734}],"feePrograms":[{"role":"main","program":"Wealth Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054309","versionId":1054309,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-08-07","documentName":"ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial consulting","summary":"One-time consulting fees are up to $50,000 per engagement; ongoing consulting fees are up to $12,500 a quarter, charged quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054309","versionId":1054309,"submittedOn":"2026-08-07","documentName":"ADV PART 2A"},{"role":"other","program":"Retirement plan advisory","summary":"Retirement plan advisory is a flat fee of up to $50,000 a year, or a rate from 0% to 1.5%, paid by the custodian, record-keeper or trustee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054309","versionId":1054309,"submittedOn":"2026-08-07","documentName":"ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:00:08.00088+00:00","documents":[{"name":"ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054309","versionId":1054309,"submittedOn":"2026-08-07"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":895995473}],"custodyNote":"Stonebridge Financial Group has custody of $75.7M in client assets for 48 clients.","leadership":[{"name":"Marcus Nilsson","title":"CCO","crd":"4990631"},{"name":"Blair Martin","title":"Principal","crd":"4011810"}],"ownership":[{"label":"Blair Martin","detail":"Principal in the 75% or more ownership band and a control person, since December 2025."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":2},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"100 Smith Ranch Road, Suite 112","city":"San Rafael","headquarters":true}]}],"brochureServices":["estate planning","insurance","philanthropic planning","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-461-4961","stateRegisteredReps":12,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. government/agency bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":45},{"label":"Cash and cash equivalents","percent":6},{"label":"Other","percent":13,"detail":"Structured Notes"}],"privateFunds":0},"sources":{"adv1FilingDate":"7 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340200/PDF/340200.pdf","brochureDate":"7 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054309","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stonebridge Financial Group have?","answer":"Stonebridge Financial Group has 951 clients and manages $896 million for them, as of August 2026. They include 684 individual clients, 253 high-net-worth individuals, and 9 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stonebridge Financial Group offer?","answer":"Stonebridge Financial Group provides financial planning, portfolio management for individuals and small businesses, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stonebridge Financial Group charge?","answer":"Stonebridge Financial Group charges up to 1.50% a year for its Wealth Management. The fee is billed in advance and is negotiable.","source":"ADV PART 2A, filed 7 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stonebridge Financial Group use?","answer":"Stonebridge Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $896M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stonebridge Financial Group have?","answer":"Stonebridge Financial Group has 12 investment adviser representatives registered with state securities authorities, out of 21 employees, and 12 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 10 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stonebridge Financial Group invest in?","answer":"At the end of its last fiscal year, Stonebridge Financial Group’s separately managed accounts held 45% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 13% other, 6% cash and equivalents and 1% U.S. government and agency bonds. The 13% other category is described as: Structured Notes.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stonebridge Financial Group?","answer":"Stonebridge Financial Group’s direct owner is Blair Martin (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stonebridge Financial Group get paid?","answer":"Stonebridge Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Stonebridge Financial Group registered with the SEC?","answer":"Yes, Stonebridge Financial Group has been registered with the SEC as an investment adviser since 29 January 2026. Its CRD number is 340200 and its SEC file number is 801-135258.","source":"Form ADV Part 1A, Item 1, filed 7 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Stonebridge Financial Group?","answer":"Stonebridge Financial Group’s main office is at 100 Smith Ranch Road, Suite 112, San Rafael, CA 94903. Its phone number is 415-461-4961. Its website is stonebridgefinancialgrp.com.","source":"Form ADV Part 1A, Item 1.F, filed 7 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}