{"url":"https://nivawealth.com/firms/stonebriar-wealth-327618","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327618","regulatoryAum":139000000,"crd":"327618","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7983195","suffix":null,"lastName":"Calderon","firstName":"Kevin","middleName":"Noe"},{"crd":"5750394","suffix":"JR","lastName":"PREISSER","firstName":"GARY","middleName":"JOSEPH"},{"crd":"8218777","suffix":null,"lastName":"Strom","firstName":"Joe","middleName":null},{"crd":"7798116","suffix":null,"lastName":"Watts","firstName":"Jordan","middleName":"Roy"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-17","regulatoryAum":100000000,"clients":310,"employees":4,"offices":2},{"filedOn":"2026-04-02","regulatoryAum":139000000,"clients":505,"employees":11,"offices":2}],"secFileNumber":"801-133922","legalName":"Stonebriar Wealth, LLC","displayName":"Stonebriar Wealth","slug":"stonebriar-wealth-327618","website":"https://stonebriarwealthadvisors.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2600 W. Executive Parkway, Suite 360","city":"Lehi","state":"UT","stateName":"Utah","country":"United States","postalCode":"84043"},"tradeNames":["Stonebriar Wealth Advisors"],"registration":{"secApproved":"21 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":275247.52475247526,"staff":{"employees":11,"advisory":3,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":139000000,"discretionary":139000000,"discretionaryAccounts":505,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":481,"regulatoryAum":94500000},{"label":"High-net-worth individuals","clients":24,"regulatoryAum":44500000}],"feePrograms":[{"role":"main","program":"Annual advisory fee","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040164","versionId":1040164,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-04-02","documentName":"STONEBRIAR WEALTH BROCHURE (2026)","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial planning flat fees","summary":"Flat fees by plan tier: $3,000 initial estate review, $5,500 basic, $10,000 comprehensive and $15,000 whole wealth management; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040164","versionId":1040164,"submittedOn":"2026-04-02","documentName":"STONEBRIAR WEALTH BROCHURE (2026)"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:33:18.19749+00:00","documents":[{"name":"STONEBRIAR WEALTH BROCHURE (2026)","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040164","versionId":1040164,"submittedOn":"2026-04-02"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":92500000}],"custodyNote":"Stonebriar Wealth does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gary Preisser","title":"Owner and Chief Compliance Officer","crd":"5750394"},{"name":"Shea Swenson","title":"Partner","crd":"7795078"}],"ownership":[{"label":"Gary Preisser","detail":"Owner and chief compliance officer in the 75% or more ownership band and a control person, since September 2021."},{"label":"Shea Swenson","detail":"Partner in the 25% to 50% ownership band, since May 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":2,"addresses":[{"street":"2600 W. Executive Parkway, Suite 360","city":"Lehi","headquarters":true},{"street":"6955 South Union Park Center","city":"Cottonwood Heights"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"385-314-3300","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"2 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327618/PDF/327618.pdf","brochureDate":"2 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1040164","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stonebriar Wealth have?","answer":"Stonebriar Wealth has 505 clients and manages $139 million for them, as of April 2026. They include 481 individual clients and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stonebriar Wealth offer?","answer":"Stonebriar Wealth provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stonebriar Wealth charge?","answer":"Stonebriar Wealth charges up to 1.50% a year for its Annual advisory fee. The fee is billed in arrears and is negotiable.","source":"STONEBRIAR WEALTH BROCHURE (2026), filed 2 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stonebriar Wealth use?","answer":"Stonebriar Wealth’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $92.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stonebriar Wealth have?","answer":"Stonebriar Wealth has 3 investment adviser representatives registered with state securities authorities, out of 11 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stonebriar Wealth invest in?","answer":"At the end of its last fiscal year, Stonebriar Wealth’s separately managed accounts held 100% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stonebriar Wealth?","answer":"Stonebriar Wealth’s direct owners are Gary Preisser (75% or more) and Shea Swenson (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stonebriar Wealth get paid?","answer":"Stonebriar Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stonebriar Wealth?","answer":"Stonebriar Wealth’s main office is at 2600 W. Executive Parkway, Suite 360, Lehi, UT 84043. Its phone number is 385-314-3300. Its website is stonebriarwealthadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}