{"url":"https://nivawealth.com/firms/stone-point-credit-adviser-310377","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310377","regulatoryAum":11125807494,"crd":"310377","secFileNumber":"801-119517","legalName":"Stone Point Credit Adviser LLC","displayName":"Stone Point Credit Adviser","website":"http://www.stonepoint.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"20 Horseneck Lane","city":"Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06830-6327"},"tradeNames":[],"registration":{"secApproved":"23 September 2020","noticeFilings":3,"latestNoticeFiling":"31 March 2022","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"Connecticut","effectiveDate":"2020-09-23"},{"status":"Notice Filed","jurisdiction":"Florida","effectiveDate":"2022-03-31"},{"status":"Notice Filed","jurisdiction":"New York","effectiveDate":"2020-09-23"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2020-09-23"}]}},"wealthAumPerClient":null,"staff":{"employees":80,"advisory":64,"brokerDealerReps":11,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10999139619,"discretionaryAccounts":30,"nonDiscretionary":126667875,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":48,"nonAumClients":0},"clientTypes":[{"label":"Business development companies","clients":1,"regulatoryAum":3214643984},{"label":"Pooled investment vehicles","clients":23,"regulatoryAum":5970465505},{"label":"Insurance companies","clients":7,"regulatoryAum":1940698005}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"not_processed","checkedAt":"2026-10-16T07:59:11.581763+00:00","documents":[{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037204","versionId":1037204,"submittedOn":null}]},"custodians":[{"name":"Bank of Ny Mellon","shortName":"Bank of Ny Mellon","location":"Houston, TX","smaAssets":1940698005}],"custodyNote":"Stone Point Credit Adviser has custody of $5.27B for 24 clients.","otherCustodians":[],"leadership":[{"name":"Michael Rettagliata","title":"Chief Financial Officer","crd":"4791674"},{"name":"Brian Rooder","title":"Chief Compliance Officer and Counsel","crd":"6807096"},{"name":"Scott Bronner","title":"Head of Credit and Managing Director","crd":"4973908"},{"name":"James Carey","title":"Managing Director","crd":"2656436"},{"name":"Eric Rosenzweig","title":"Managing Director","crd":"4827130"},{"name":"David Wermuth","title":"General Counsel and Managing Director","crd":"5473034"},{"name":"Nicolas Zerbib","title":"Managing Director","crd":"5473031"}],"ownership":[{"label":"Stone Point Credit Management LLC","detail":"Member in the 75% or more ownership band and a control person, since July 2020."},{"label":"Stone Point Credit LLC","detail":"Indirect owner: a member of Stone Point Credit Management LLC in the 75% or more band and a control person, since July 2020.","parent":"Stone Point Credit Management LLC"},{"label":"Stone Point Credit Holdings LLC","detail":"Indirect owner: a member of Stone Point Credit LLC in the 75% or more band and a control person, since July 2020.","parent":"Stone Point Credit LLC"},{"label":"SPC Field Partners LLC","detail":"Indirect owner: a member of SPC Field Credit Holdings LLC in the 50% to 75% band and a control person, since July 2020.","parent":"SPC Field Credit Holdings LLC"},{"label":"Charles Davis","detail":"Indirect owner: a member of SPC Field Partners LLC in the 25% to 50% band and a control person, since December 2013.","parent":"SPC Field Partners LLC"},{"label":"SPC Field Credit Holdings LLC","detail":"Indirect owner: a member of Stone Point Credit Holdings LLC in the 75% or more band and a control person, since December 2020.","parent":"Stone Point Credit Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"20 Horseneck Lane","city":"Greenwich","headquarters":true}]},{"state":"Florida","offices":1,"addresses":[{"street":"205 Datura Street","city":"West Palm Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"One Vanderbilt Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-862-2900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Investment grade corporate bonds","percent":1},{"label":"Non-investment grade corporate bonds","percent":2},{"label":"Cash and cash equivalents","percent":8},{"label":"Other","percent":89,"detail":"Includes Asset Backed Securities, Bank Debt, Rated Note and Preferred Equity"}],"privateFunds":23},"sources":{"adv1FilingDate":"20 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310377/PDF/310377.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stone Point Credit Adviser have?","answer":"Stone Point Credit Adviser has 31 clients and manages $11.1 billion for them, as of July 2026. They include 23 pooled investment vehicles, 7 insurance companies and 1 business development companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stone Point Credit Adviser offer?","answer":"Stone Point Credit Adviser provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Stone Point Credit Adviser use?","answer":"Stone Point Credit Adviser’s separately managed account assets are held at Bank of Ny Mellon (Houston, TX), with $1,940,698,005. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stone Point Credit Adviser have?","answer":"Stone Point Credit Adviser has 0 investment adviser representatives registered with state securities authorities, out of 80 employees, and 64 perform investment advisory functions. 11 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stone Point Credit Adviser invest in?","answer":"At the end of its last fiscal year, Stone Point Credit Adviser’s separately managed accounts held 89% other, 8% cash and equivalents, 2% high-yield corporate bonds and 1% investment grade corporate bonds. The 89% other category is described as: Includes Asset Backed Securities, Bank Debt, Rated Note and Preferred Equity. It advises 23 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stone Point Credit Adviser?","answer":"Stone Point Credit Adviser is owned through a chain of holding companies by Charles Davis. Its direct owner is Stone Point Credit Management LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stone Point Credit Adviser get paid?","answer":"Stone Point Credit Adviser is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}