{"url":"https://nivawealth.com/firms/stone-point-capital-156521","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/156521","regulatoryAum":67625202830,"crd":"156521","secFileNumber":"801-74033","legalName":"Stone Point Capital LLC","displayName":"Stone Point Capital","website":"http://www.stonepoint.com","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"20 Horseneck Lane","city":"Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06830-6327"},"tradeNames":[],"registration":{"secApproved":"30 March 2012","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":121,"advisory":104,"brokerDealerReps":13,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":67625202830,"discretionaryAccounts":59,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":42,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":59,"regulatoryAum":67625202830}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Stone Point Capital has custody of $44.57B for 59 clients.","otherCustodians":[],"leadership":[{"name":"James Carey","title":"Co-Chief Executive Officer","crd":"2656436"},{"name":"Charles Davis","title":"Chairman & Co-Chief Executive Officer","crd":"816660"},{"name":"David Wermuth","title":"Co-President, General Counsel, Chief Operating Officer","crd":"5473034"},{"name":"Nicolas Zerbib","title":"Co-President & Chief Investment Officer","crd":"5473031"},{"name":"Sally Devino","title":"Chief Financial Officer","crd":"7531344"},{"name":"Eric Sannella","title":"Chief Financial Officer - Pe","crd":"8246827"},{"name":"Jacqueline Giammarco","title":"Chief Compliance Officer","crd":"5309069"},{"name":"Stephen Friedman","title":"Senior Chairman","crd":"214729"}],"ownership":[{"label":"Wafra Granite Associates L.P.","detail":"Owner of class b common units of stone point capital llc in the 10% to 25% ownership band, since December 2013."},{"label":"SPC Field Partners LLC","detail":"Owner of class a common units of stone point capital llc in the 75% or more ownership band and a control person, since December 2013."},{"label":"Wafra GH-GP L.P.","detail":"Indirect owner: general partner of wafra granite associates l.p. of Wafra Granite Associates L.P. and a control person, since December 2012. Also general partner of wafra global holdings l.p. of Wafra Global Holdings L.P. and a control person, since December 2012. Also general partner of watson holdings ii lp of Watson Holdings II LP and a control person, since March 2021. Also general partner of wafra global holdings iii lp of Wafra Global Holdings III LP and a control person, since February 2020. Also general partner of wic global holdings l.p. of Wic Global Holdings L.P. and a control person, since December 2012.","parent":"Wafra Granite Associates L.P."},{"label":"W Global Holdings GP LTD.","detail":"Indirect owner: general partner of wafra gh-gp l.p. of Wafra GH-GP L.P. and a control person, since December 2012.","parent":"Wafra GH-GP L.P."},{"label":"Wafra Inc.","detail":"Indirect owner: a shareholder of w global holdings gp ltd. of W Global Holdings GP LTD. in the 75% or more band and a control person, since December 2012.","parent":"W Global Holdings GP LTD."},{"label":"Wafra Intervest Corporation LTD.","detail":"Indirect owner: a shareholder of wafra inc. of Wafra Inc. in the 75% or more band and a control person, since December 2012. Also a shareholder of wafra financial & management services ltd. of Wafra Financial & Management Services LTD. in the 75% or more band and a control person, since March 2021. Also a limited partner of wic global holdings l.p. of Wic Global Holdings L.P. in the 75% or more band and a control person, since December 2012.","parent":"Wafra Inc."},{"label":"The Public Institution for Social Security","detail":"Indirect owner: a shareholder of wafra international investment company k.s.c.c. of Wafra International Investment Company K.S.C.C. in the 75% or more band and a control person, since December 2012. Also a limited partner of wafra global holdings l.p. of Wafra Global Holdings L.P. in the 75% or more band and a control person, since December 2012.","parent":"Wafra International Investment Company K.S.C.C."},{"label":"Wafra Global Holdings L.P.","detail":"Indirect owner: a shareholder of wafra granite holdings inc. of Wafra Granite Holdings Inc. in the 75% or more band and a control person, since December 2012. Also a shareholder of wafra marble holdings ltd. of Wafra Marble Holdings LTD. in the 75% or more band and a control person, since December 2012.","parent":"Wafra Granite Holdings Inc."},{"label":"Charles Davis","detail":"Indirect owner: a member of spc field partners llc of SPC Field Partners LLC in the 25% to 50% band and a control person, since December 2013.","parent":"SPC Field Partners LLC"},{"label":"Wafra International Investment Company K.S.C.C.","detail":"Indirect owner: a shareholder of wafra intervest corporation ltd. of Wafra Intervest Corporation LTD. in the 75% or more band and a control person, since November 2020.","parent":"Wafra Intervest Corporation LTD."},{"label":"Watson Holdings LP","detail":"Indirect owner: a limited partner of wafra granite associates l.p. of Wafra Granite Associates L.P. in the 25% to 50% band and a control person, since June 2021.","parent":"Wafra Granite Associates L.P."},{"label":"Watson Holdings II LP","detail":"Indirect owner: a limited partner of wafra granite associates l.p. of Wafra Granite Associates L.P. in the 25% to 50% band and a control person, since June 2021. Also a limited partner of watson holdings lp of Watson Holdings LP in the 25% to 50% band and a control person, since March 2021.","parent":"Wafra Granite Associates L.P."},{"label":"Wafra Global Holdings III LP","detail":"Indirect owner: a limited partner of wafra granite associates l.p. of Wafra Granite Associates L.P. in the 25% to 50% band and a control person, since June 2021.","parent":"Wafra Granite Associates L.P."},{"label":"Watson Holdings GP LTD","detail":"Indirect owner: general partner of watson holdings lp of Watson Holdings LP and a control person, since March 2021.","parent":"Watson Holdings LP"},{"label":"Wafra Marble Holdings LTD.","detail":"Indirect owner: a limited partner of watson holdings ii lp of Watson Holdings II LP in the 50% to 75% band and a control person, since March 2021.","parent":"Watson Holdings II LP"},{"label":"Wafra Granite Holdings Inc.","detail":"Indirect owner: a limited partner of watson holdings ii lp of Watson Holdings II LP in the 25% to 50% band and a control person, since March 2021.","parent":"Watson Holdings II LP"},{"label":"Wafra Granite Holdings III Inc.","detail":"Indirect owner: a limited partner of wafra global holdings iii lp of Wafra Global Holdings III LP in the 50% to 75% band and a control person, since February 2020.","parent":"Wafra Global Holdings III LP"},{"label":"Wafra Marble Holdings III LTD.","detail":"Indirect owner: a limited partner of wafra global holdings iii lp of Wafra Global Holdings III LP in the 25% to 50% band and a control person, since February 2020.","parent":"Wafra Global Holdings III LP"},{"label":"Wic Global Holdings L.P.","detail":"Indirect owner: a shareholder of wafra marble holdings iii ltd. of Wafra Marble Holdings III LTD. in the 75% or more band and a control person, since August 2020.","parent":"Wafra Marble Holdings III LTD."},{"label":"Wafra Financial & Management Services LTD.","detail":"Indirect owner: a shareholder of watson holdings gp ltd. of Watson Holdings GP LTD in the 75% or more band and a control person, since March 2021.","parent":"Watson Holdings GP LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"20 Horseneck Lane","city":"Greenwich","headquarters":true}]},{"state":"Florida","offices":1,"addresses":[{"street":"205 Datura Street","city":"West Palm Beach"}]},{"state":"New York","offices":1,"addresses":[{"street":"One Vanderbilt Avenue","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-862-2900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":59},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/156521/PDF/156521.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stone Point Capital have?","answer":"Stone Point Capital has 59 clients and manages $67.6 billion for them, as of March 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stone Point Capital offer?","answer":"Stone Point Capital provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Stone Point Capital have?","answer":"Stone Point Capital has 0 investment adviser representatives registered with state securities authorities, out of 121 employees, and 104 perform investment advisory functions. 13 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stone Point Capital?","answer":"Stone Point Capital is owned through a chain of holding companies by the Public Institution for Social Security, Wafra Global Holdings L.P., Charles Davis, Wafra Marble Holdings LTD., Wafra Granite Holdings III Inc. and 2 others. Its direct owners are Wafra Granite Associates L.P. (10% to 25%) and SPC Field Partners LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stone Point Capital get paid?","answer":"Stone Point Capital is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/stone-point-capital-156521/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-10","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1332638/000119312526341775/0001193125-26-341775-index.html","totalValue":21660548,"positionCount":1,"top10Share":1,"top10":[{"issuer":"EAGLE PT CR CO LLC","titleOfClass":"COM","cusip":"269808101","value":21660548,"shares":5822728,"shareType":"SH","priorValue":21893457,"priorShares":5822728}],"positionsListed":1,"positions":[{"issuer":"EAGLE PT CR CO LLC","titleOfClass":"COM","cusip":"269808101","value":21660548,"shares":5822728,"shareType":"SH","priorValue":21893457,"priorShares":5822728}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}