{"url":"https://nivawealth.com/firms/stolz-and-associates-ps-117216","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/117216","regulatoryAum":282195649,"crd":"117216","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7554603","suffix":null,"lastName":"DZINGLE","firstName":"DEREK","middleName":"CHRISTOPHER"},{"crd":"5250539","suffix":null,"lastName":"ROBINSON","firstName":"MICHELLE","middleName":"TERESA"},{"crd":"5721796","suffix":null,"lastName":"STOLZ","firstName":"ANDREW","middleName":"CHRISTOPHER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-01","regulatoryAum":133889028,"clients":121,"employees":4,"offices":1},{"filedOn":"2022-02-24","regulatoryAum":169624420,"clients":142,"employees":4,"offices":1},{"filedOn":"2023-04-24","regulatoryAum":156392935,"clients":158,"employees":5,"offices":1},{"filedOn":"2024-04-17","regulatoryAum":199442103,"clients":171,"employees":6,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":230062463,"clients":186,"employees":4,"offices":1},{"filedOn":"2026-09-11","regulatoryAum":282195649,"clients":193,"employees":5,"offices":1}],"secFileNumber":"801-117720","legalName":"Stolz 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Robinson","detail":"Vice president and chief compliance officer in the 25% to 50% ownership band and a control person, since October 2007."},{"label":"Andrew Stolz","detail":"President and chief investment officer in the 50% to 75% ownership band and a control person, since December 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"3102 Ruston Way, Suite A","city":"Tacoma","headquarters":true}]}],"brochureServices":["divorce planning","education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"253-272-3441","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small 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They include 130 individual clients and 63 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stolz & Associates, PS offer?","answer":"Stolz & Associates, PS provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, divorce planning, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stolz & Associates, PS charge?","answer":"Stolz & Associates, PS charges 0.20%–1.25% a year for its Wealth Management Fees. The fee is billed in advance or in arrears and is negotiable.","source":"09 11 2026 SZA FORM ADV PART 2A AND 2B FINAL, filed 11 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stolz & Associates, PS use?","answer":"Stolz & Associates, PS’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $253M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stolz & Associates, PS have?","answer":"Stolz & Associates, PS has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stolz & Associates, PS invest in?","answer":"At the end of its last fiscal year, Stolz & Associates, PS’s separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities, 2% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stolz & Associates, PS?","answer":"Stolz & Associates, PS’s direct owners are Michelle Robinson (25% to 50%) and Andrew Stolz (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stolz & Associates, PS get paid?","answer":"Stolz & Associates, PS is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stolz & Associates, PS?","answer":"Stolz & Associates, PS’s main office is at 3102 Ruston Way, Suite A, Tacoma, WA 98402. Its phone number is 253-272-3441. Its website is stolzassoc.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/stolz-and-associates-ps-117216/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-29","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2108989/000210898926000003/0002108989-26-000003-index.html","totalValue":160200222,"positionCount":32,"top10Share":0.9212911078238082,"top10":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US HIGH PROF ETF","cusip":"25434V831","value":31857803,"shares":763427,"shareType":"SH","priorValue":28589783,"priorShares":735902},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"US SML CP VALU","cusip":"025072877","value":20877698,"shares":167343,"shareType":"SH","priorValue":18473976,"priorShares":159658},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"GLOB CO PLUS 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}