{"url":"https://nivawealth.com/firms/stewart-wealth-management-143425","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/143425","regulatoryAum":581542155,"crd":"143425","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5129271","suffix":null,"lastName":"BARNECUT","firstName":"JARED","middleName":"CURTIS"},{"crd":"4350475","suffix":null,"lastName":"STEWART","firstName":"BENJAMIN","middleName":"(NMN)"},{"crd":"2406261","suffix":null,"lastName":"WOLFENSPERGER","firstName":"DAVID","middleName":"POTTER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-17","regulatoryAum":238829651,"clients":357,"employees":3,"offices":1},{"filedOn":"2022-03-25","regulatoryAum":303457601,"clients":294,"employees":3,"offices":1},{"filedOn":"2023-03-08","regulatoryAum":344274757,"clients":315,"employees":3,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":438089550,"clients":332,"employees":3,"offices":1},{"filedOn":"2025-04-16","regulatoryAum":501223833,"clients":337,"employees":3,"offices":1},{"filedOn":"2026-03-12","regulatoryAum":581542155,"clients":346,"employees":4,"offices":1}],"secFileNumber":"801-110534","legalName":"Stewart Wealth Management, Inc.","displayName":"Stewart Wealth Management","slug":"stewart-wealth-management-143425","website":"https://stewartwealthmgt.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/143425/46b455afa5275aa8-r1.webp","tone":"dark","width":1188,"height":200,"sourceUrl":"https://www.stewartwealthmgt.com","sourceLabel":"Stewart Wealth Management, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1050 Northgate Drive, Suite 333","city":"San Rafael","state":"CA","stateName":"California","country":"United States","postalCode":"94903"},"tradeNames":[],"registration":{"secApproved":"5 May 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BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:40:06.786121+00:00","documents":[{"name":"ADV PART 2A/2B DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018042","versionId":1018042,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":530000149}],"custodyNote":"Stewart Wealth Management does not have custody of client assets.","leadership":[{"name":"Benjamin Stewart","title":"Principal, Owner & Chief Compliance Officer","crd":"4350475"}],"ownership":[{"label":"Benjamin Stewart","detail":"Principal, owner & chief compliance officer in the 75% or more ownership band and a control person, since March 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bonds","percent":1},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":9,"detail":"Private Reits, Private Real Estate"}],"privateFunds":0},"sources":{"adv1FilingDate":"12 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/143425/PDF/143425.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018042","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stewart Wealth Management have?","answer":"Stewart Wealth Management has 346 clients and manages $582 million for them, as of March 2026. They include 201 high-net-worth individuals and 145 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stewart Wealth Management offer?","answer":"Stewart Wealth Management provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stewart Wealth Management charge?","answer":"Stewart Wealth Management charges 0.75%–1.00% a year for its Investment Advisory Fees. The fee is billed in advance, is negotiable and has a $1,000 annual minimum.","source":"ADV PART 2A/2B DISCLOSURE BROCHURE, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stewart Wealth Management use?","answer":"Stewart Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $530M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stewart Wealth Management have?","answer":"Stewart Wealth Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stewart Wealth Management invest in?","answer":"At the end of its last fiscal year, Stewart Wealth Management’s separately managed accounts held 70% exchange-traded equities, 9% cash and equivalents, 9% other, 7% non-exchange-traded equities, 4% U.S. government and agency bonds and 1% state and local bonds. The 9% other category is described as: Private Reits, Private Real Estate.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stewart Wealth Management?","answer":"Stewart Wealth Management’s direct owner is Benjamin Stewart (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stewart Wealth Management get paid?","answer":"Stewart Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Stewart Wealth Management registered with the SEC?","answer":"Yes, Stewart Wealth Management has been registered with the SEC as an investment adviser since 5 May 2017. Its CRD number is 143425 and its SEC file number is 801-110534.","source":"Form ADV Part 1A, Item 1, filed 12 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Stewart Wealth Management?","answer":"Stewart Wealth Management’s main office is at 1050 Northgate Drive, Suite 333, San Rafael, CA 94903. Its phone number is 415-499-1544. Its website is stewartwealthmgt.com.","source":"Form ADV Part 1A, Item 1.F, filed 12 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}