{"url":"https://nivawealth.com/firms/steward-advisors-group-321846","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/321846","regulatoryAum":105372244,"crd":"321846","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7754229","suffix":null,"lastName":"BATKAY","firstName":"AARON","middleName":"MATTHEW"},{"crd":"3031586","suffix":null,"lastName":"DUNCAN","firstName":"ROBERT","middleName":"ANTHONY"},{"crd":"8160027","suffix":null,"lastName":"Fritz","firstName":"Cole","middleName":"Christopher"},{"crd":"6161483","suffix":null,"lastName":"HEIN","firstName":"JANSEN","middleName":"WILLIAM"},{"crd":"7631710","suffix":null,"lastName":"HOLDSWORTH","firstName":"ZACHARY","middleName":"JOHN"},{"crd":"5445194","suffix":null,"lastName":"KESSEN","firstName":"DEREK","middleName":"A."},{"crd":"7453164","suffix":null,"lastName":"SIMMONS","firstName":"BENJAMIN","middleName":"J"},{"crd":"1836646","suffix":null,"lastName":"SIMMONS","firstName":"DONALD","middleName":"EDWARD"},{"crd":"7689050","suffix":null,"lastName":"STANKUS","firstName":"MATTHEW","middleName":"T"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-27","regulatoryAum":0,"clients":0,"employees":6,"offices":6},{"filedOn":"2023-05-03","regulatoryAum":31742589,"clients":30,"employees":3,"offices":2},{"filedOn":"2024-05-14","regulatoryAum":35541647,"clients":40,"employees":9,"offices":7},{"filedOn":"2025-03-26","regulatoryAum":61367958,"clients":84,"employees":9,"offices":6},{"filedOn":"2026-03-25","regulatoryAum":105372244,"clients":109,"employees":11,"offices":6}],"secFileNumber":"801-125950","legalName":"Steward Advisors Group, LLC","displayName":"Steward Advisors Group","slug":"steward-advisors-group-321846","website":"https://stewardadvisorsgroup.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/321846/377ed86911171e29-r1.webp","tone":"light","width":807,"height":200,"sourceUrl":"https://stewardadvisorsgroup.com/","sourceLabel":"Steward Advisors Group, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/steward-advisors-group","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"139 Meyer Road, Suite 201","city":"Halfmoon","state":"NY","stateName":"New York","country":"United States","postalCode":"12065"},"tradeNames":[],"registration":{"secApproved":"23 June 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":782260.4403669725,"staff":{"employees":11,"advisory":8,"brokerDealerReps":1,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":105372244,"discretionary":105372244,"discretionaryAccounts":112,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":84,"regulatoryAum":24667797},{"label":"High-net-worth individuals","clients":25,"regulatoryAum":60598591},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":20102946},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":2910}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025723","versionId":1025723,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-25","documentName":"STEWARD ADVISORS GROUP BROCHURE","fee_rate_low":0.95,"fee_rate_high":1.65,"fee_negotiable":true,"minimum_account":25000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"Hourly fee typically $250 to $800 per hour, or a flat fee of $1,500 to $7,500 depending on complexity; half is payable on signing, with no more than $1,500 collected more than 6 months in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025723","versionId":1025723,"submittedOn":"2026-03-25","documentName":"STEWARD ADVISORS GROUP BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:15:53.241657+00:00","documents":[{"name":"STEWARD ADVISORS GROUP BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025723","versionId":1025723,"submittedOn":"2026-03-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":89612557}],"custodyNote":"Steward Advisors Group has custody of $5.38M in client assets for 22 clients.","otherCustodians":[],"leadership":[{"name":"Donald Simmons","title":"Chief Executive Officer and Investment Advisor Representative","crd":"1836646"},{"name":"Jansen Hein","title":"Chief Compliance Officer and Chief Operating Officer","crd":"6161483"},{"name":"Roberta Dallas","title":"Shareholder","crd":"7558042"}],"ownership":[{"label":"Donald Simmons","detail":"Chief executive officer and investment advisor representative in the 50% to 75% ownership band and a control person, since April 2022."},{"label":"Jansen Hein","detail":"Chief compliance officer and chief operating officer in the 25% to 50% ownership band and a control person, since December 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":5},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"139 Meyer Road, Suite 201","city":"Halfmoon","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"518-406-5624","stateRegisteredReps":8,"otherAdviserReps":5,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":41},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":37},{"label":"Cash and cash equivalents","percent":13},{"label":"Other","percent":9,"detail":"Alternative Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/321846/PDF/321846.pdf","brochureDate":"25 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1025723","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Steward Advisors Group have?","answer":"Steward Advisors Group has 109 clients and manages $105 million for them, as of March 2026. They include 84 individual clients and 25 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Steward Advisors Group offer?","answer":"Steward Advisors Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Steward Advisors Group charge?","answer":"Steward Advisors Group charges 0.95%–1.65% a year for its Investment Advisory Services. The fee is billed in arrears, is negotiable and requires an account of at least $25,000.","source":"STEWARD ADVISORS GROUP BROCHURE, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Steward Advisors Group use?","answer":"Steward Advisors Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $89.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Steward Advisors Group have?","answer":"Steward Advisors Group has 8 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Steward Advisors Group invest in?","answer":"At the end of its last fiscal year, Steward Advisors Group’s separately managed accounts held 41% exchange-traded equities, 37% pooled vehicles (private funds and similar), 13% cash and equivalents and 9% other. The 9% other category is described as: Alternative Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Steward Advisors Group have a minimum investment?","answer":"Yes, Steward Advisors Group’s minimum account size for its Investment Advisory Services is $25K.","source":"STEWARD ADVISORS GROUP BROCHURE, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Steward Advisors Group?","answer":"Steward Advisors Group’s direct owners are Donald Simmons (50% to 75%) and Jansen Hein (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Steward Advisors Group get paid?","answer":"Steward Advisors Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Steward Advisors Group?","answer":"Steward Advisors Group’s main office is at 139 Meyer Road, Suite 201, Halfmoon, NY 12065. Its phone number is 518-406-5624. Its website is stewardadvisorsgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}