{"url":"https://nivawealth.com/firms/stevens-capital-partners-317517","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/317517","regulatoryAum":810293180,"crd":"317517","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7331074","suffix":null,"lastName":"Anderson","firstName":"Jacob","middleName":"Steven"},{"crd":"6791424","suffix":null,"lastName":"Carlson","firstName":"Justin","middleName":"William Reed"},{"crd":"5498781","suffix":null,"lastName":"HUTCHINS","firstName":"TERRANCE","middleName":"JAMES"},{"crd":"7956693","suffix":null,"lastName":"Keyani","firstName":"Ken","middleName":null},{"crd":"7805015","suffix":null,"lastName":"Masteller","firstName":"Carter","middleName":"James"},{"crd":"6413409","suffix":null,"lastName":"MURPHY","firstName":"KEVIN","middleName":"PATRICK"},{"crd":"7827330","suffix":null,"lastName":"Pappalardo","firstName":"Vincent","middleName":"Anthony"},{"crd":"7245019","suffix":null,"lastName":"Pramberg","firstName":"Ryan","middleName":"James"},{"crd":"5758020","suffix":null,"lastName":"PRELL","firstName":"MICHELE","middleName":"ANN"},{"crd":"3242734","suffix":null,"lastName":"STEVENS","firstName":"DAVID","middleName":"A"},{"crd":"6304858","suffix":null,"lastName":"Wintersteen","firstName":"Jason","middleName":null}],"total":11,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-05-13","regulatoryAum":180325391,"clients":181,"employees":3,"offices":1},{"filedOn":"2023-05-26","regulatoryAum":207096961,"clients":279,"employees":6,"offices":1},{"filedOn":"2024-04-17","regulatoryAum":302663129,"clients":384,"employees":9,"offices":1},{"filedOn":"2025-07-21","regulatoryAum":432260720,"clients":509,"employees":9,"offices":1},{"filedOn":"2026-07-20","regulatoryAum":810293180,"clients":681,"employees":21,"offices":1}],"acquisitions":[{"date":"2026-08-01","datePrecision":"month","name":"J.F. 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2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1188839.0620272316,"staff":{"employees":21,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":2},"aum":{"regulatory":810293180,"discretionary":809903166,"discretionaryAccounts":2573,"nonDiscretionary":390014,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":565,"regulatoryAum":307774250},{"label":"High-net-worth individuals","clients":96,"regulatoryAum":478048370},{"label":"Charitable organizations","clients":4,"regulatoryAum":7111520},{"label":"Corporations and other businesses","clients":16,"regulatoryAum":17359040}],"feePrograms":[{"role":"other","program":"Financial Planning Hourly Fee","summary":"Hourly financial planning engagements are $500 per hour, negotiable in certain cases and due at completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052286","versionId":1052286,"submittedOn":"2026-07-20","documentName":"STEVENS CAPITAL PARTNERS ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T11:08:09.16609+00:00","documents":[{"name":"STEVENS CAPITAL PARTNERS ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052286","versionId":1052286,"submittedOn":"2026-07-20"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":536818180},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":206726880}],"custodyNote":"Stevens Capital Partners has custody of $91M in client assets for 145 clients.","leadership":[{"name":"David Stevens","title":"President","crd":"3242734"},{"name":"Brett Jackson","title":"Chief Compliance Officer","crd":"7305761"}],"ownership":[{"label":"David Stevens","detail":"President in the 75% or more ownership band and a control person, since November 2021."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Nebraska","offices":1,"addresses":[{"street":"15514 Spaulding Plaza, Suite D02","city":"Omaha","headquarters":true}]}],"brochureServices":["business succession planning","education planning","estate planning","insurance","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"402-251-5800","stateRegisteredReps":10,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":9},{"label":"Securities issued by registered investment companies or business development companies","percent":62},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"20 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/317517/PDF/317517.pdf","brochureDate":"20 July 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1052286","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stevens Capital Partners have?","answer":"Stevens Capital Partners has 681 clients and manages $810 million for them, as of July 2026. They include 565 individual clients, 96 high-net-worth individuals, and 16 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stevens Capital Partners offer?","answer":"Stevens Capital Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, business succession planning, education planning, estate planning, insurance, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Stevens Capital Partners use?","answer":"Stevens Capital Partners’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $537M and Charles Schwab & Co., Inc. (Westlake, TX), with $207M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stevens Capital Partners have?","answer":"Stevens Capital Partners has 10 investment adviser representatives registered with state securities authorities, out of 21 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stevens Capital Partners invest in?","answer":"At the end of its last fiscal year, Stevens Capital Partners’ separately managed accounts held 62% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 9% investment grade corporate bonds, 3% cash and equivalents, 2% pooled vehicles (private funds and similar), 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stevens Capital Partners?","answer":"Stevens Capital Partners’ direct owner is David Stevens (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stevens Capital Partners get paid?","answer":"Stevens Capital Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Stevens Capital Partners registered with the SEC?","answer":"Yes, Stevens Capital Partners has been registered with the SEC as an investment adviser since 11 January 2022. Its CRD number is 317517 and its SEC file number is 801-122960.","source":"Form ADV Part 1A, Item 1, filed 20 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Stevens Capital Partners?","answer":"Stevens Capital Partners’ main office is at 15514 Spaulding Plaza, Suite D02, Omaha, NE 68116. Its phone number is 402-251-5800. Its website is stevenscapitalpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}