{"url":"https://nivawealth.com/firms/stepstone-group-private-wealth-305881","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305881","regulatoryAum":17933992646,"crd":"305881","secFileNumber":"801-117639","legalName":"Stepstone Group Private Wealth LLC","displayName":"Stepstone Group Private Wealth","website":"https://www.stepstonegroup.com/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"March","headquarters":{"street":"128 South Tryon Street, Suite 880","city":"Charlotte","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"28202"},"tradeNames":[],"registration":{"secApproved":"14 November 2019","noticeFilings":2,"latestNoticeFiling":"28 June 2022","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"Florida","effectiveDate":"2022-06-28"},{"status":"Notice Filed","jurisdiction":"North Carolina","effectiveDate":"2022-01-03"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2019-11-14"}]}},"staff":{"employees":128,"advisory":0,"brokerDealerReps":33,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":17933992646,"discretionaryAccounts":14,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":57,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":5,"regulatoryAum":16239426515},{"label":"Pooled investment vehicles","clients":9,"regulatoryAum":1694566131}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Stepstone Group Private Wealth has custody of $3.12B for 9 clients.","otherCustodians":[],"leadership":[{"name":"Robert Long","title":"Partner, Chief Executive Officer, SPW","crd":"4316918"},{"name":"Brittney Bauman","title":"Chief Financial Officer","crd":"8297643"},{"name":"Timothy Smith","title":"Partner, Chief Operating Officer, SPW","crd":"4316199"},{"name":"Bendukai Bouey","title":"Chief Compliance Officer","crd":"2288174"},{"name":"Jennifer Ishiguro","title":"Chief Legal Officer, Partner","crd":"7269417"}],"ownership":[{"label":"Stepstone Group LP","detail":"Sole member in the 75% or more ownership band and a control person, since June 2018."},{"label":"Stepstone Group Holdings LLC","detail":"Indirect owner: general partner of Stepstone Group LP and a control person, since January 2013.","parent":"Stepstone Group LP"},{"label":"Stepstone Group Inc.","detail":"Indirect owner: a sole managing member of Stepstone Group Holdings LLC in the 75% or more band and a control person, since September 2020. Also a partner of Stepstone Group Inc. in the 25% to 50% band and a control person, since September 2020.","parent":"Stepstone Group Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"111 East Fairbanks Ave","city":"Winter Park"}]},{"state":"North Carolina","offices":1,"addresses":[{"street":"128 South Tryon Street, Suite 880","city":"Charlotte","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"704-215-4300","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":4},"sources":{"adv1FilingDate":"29 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305881/PDF/305881.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stepstone Group Private Wealth have?","answer":"Stepstone Group Private Wealth has 14 clients and manages $17.9 billion for them, as of June 2026. They include 9 pooled investment vehicles and 5 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stepstone Group Private Wealth offer?","answer":"Stepstone Group Private Wealth provides portfolio management for investment companies and portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Stepstone Group Private Wealth have?","answer":"Stepstone Group Private Wealth has 0 investment adviser representatives registered with state securities authorities, out of 128 employees, and 0 perform investment advisory functions. 33 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stepstone Group Private Wealth?","answer":"Stepstone Group Private Wealth is owned through a chain of holding companies by Stepstone Group Inc. Its direct owner is Stepstone Group LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stepstone Group Private Wealth get paid?","answer":"Stepstone Group Private Wealth is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}