{"url":"https://nivawealth.com/firms/stegner-investment-associates-107480","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107480","regulatoryAum":2768774437,"crd":"107480","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6919793","suffix":null,"lastName":"DANT","firstName":"BRANDON","middleName":null},{"crd":"6647416","suffix":null,"lastName":"MCLEAN","firstName":"ANDRE","middleName":"LAMAR"},{"crd":"2488182","suffix":null,"lastName":"PEABODY","firstName":"ELIZABETH","middleName":"STEGNER"},{"crd":"4683137","suffix":null,"lastName":"TRAUTWEIN","firstName":"RUTH","middleName":"WIMSATT"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":1461882489,"clients":172,"employees":10,"offices":1},{"filedOn":"2022-05-13","regulatoryAum":1712697257,"clients":238,"employees":12,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":1728294955,"clients":228,"employees":10,"offices":1},{"filedOn":"2024-03-21","regulatoryAum":2119435054,"clients":224,"employees":11,"offices":1},{"filedOn":"2025-03-21","regulatoryAum":2409913680,"clients":233,"employees":11,"offices":1},{"filedOn":"2026-09-21","regulatoryAum":2768774437,"clients":235,"employees":10,"offices":1}],"secFileNumber":"801-46803","legalName":"Stegner Investment Associates Inc","displayName":"Stegner Investment Associates","slug":"stegner-investment-associates-107480","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/stegner-investment-associates-inc-/mycompany/?viewAsMember=true","founded":null,"organization":"Kentucky other (specify)","fiscalYearEnd":"December","headquarters":{"street":"233 Breckenridge Lane","city":"Louisville","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40207"},"tradeNames":[],"registration":{"secApproved":"5 July 1994","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3236989.1336633665,"staff":{"employees":10,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":2768774437,"discretionary":2200360631,"discretionaryAccounts":774,"nonDiscretionary":568413806,"nonDiscretionaryAccounts":46,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":101,"regulatoryAum":82251616},{"label":"High-net-worth individuals","clients":101,"regulatoryAum":571620189},{"label":"Pension and profit-sharing plans","clients":14,"regulatoryAum":1945002002},{"label":"Charitable organizations","clients":19,"regulatoryAum":166919790},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":2980840}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Lincoln Financial Group Trust Company","shortName":"Lincoln Financial Group Trust","location":"FT. 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They include 101 individual clients, 101 high-net-worth individuals and 19 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stegner Investment Associates offer?","answer":"Stegner Investment Associates provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Stegner Investment Associates use?","answer":"Stegner Investment Associates’ separately managed account assets are held at Lincoln Financial Group Trust Company (FT. Wayne, IN), with $1.06B, Charles Schwab & Co., Inc. (Westlake, TX), with $796M and T Rowe Price Retirement Plan Services, Inc (Baltimore, MD), with $482M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 21 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stegner Investment Associates have?","answer":"Stegner Investment Associates has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stegner Investment Associates invest in?","answer":"At the end of its last fiscal year, Stegner Investment Associates’ separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents, 2% investment grade corporate bonds, 2% other and 1% U.S. government and agency bonds. The 2% other category is described as: 401k Stable Value Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stegner Investment Associates?","answer":"Stegner Investment Associates’ direct owners are Elizabeth Peabody (50% to 75%), Ruth Trautwein (10% to 25%) and John Evers (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stegner Investment Associates get paid?","answer":"Stegner Investment Associates is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stegner Investment Associates?","answer":"Stegner Investment Associates’ main office is at 233 Breckenridge Lane, Louisville, KY 40207. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}