{"url":"https://nivawealth.com/firms/steginsky-capital-109617","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109617","regulatoryAum":599040734,"crd":"109617","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1015913","suffix":null,"lastName":"STEGINSKY","firstName":"ANDREW","middleName":"DALE"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-01","regulatoryAum":210035980,"clients":82,"employees":3,"offices":1},{"filedOn":"2022-05-15","regulatoryAum":331923579,"clients":92,"employees":3,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":277085158,"clients":96,"employees":3,"offices":1},{"filedOn":"2024-07-09","regulatoryAum":369909874,"clients":118,"employees":3,"offices":1},{"filedOn":"2025-04-07","regulatoryAum":477013828,"clients":113,"employees":3,"offices":1},{"filedOn":"2026-04-01","regulatoryAum":599040734,"clients":117,"employees":4,"offices":1}],"secFileNumber":"801-57377","legalName":"Steginsky Capital LLC","displayName":"Steginsky Capital","slug":"steginsky-capital-109617","website":"https://steginsky.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/109617/ac57e44c327d1850-r1.webp","tone":"light","width":1567,"height":200,"sourceUrl":"https://steginsky.com/","sourceLabel":"Steginsky Capital LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"15 March 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Services","feeBasis":"marginal","fee_tiers":[{"to":2500000,"pct":1,"from":0},{"to":25000000,"pct":0.75,"from":2500000},{"to":null,"pct":0.5,"from":25000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037263","versionId":1037263,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"STEGINSKY CAPITAL ADV PART 2A BROCHURE","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:23:02.342276+00:00","documents":[{"name":"STEGINSKY CAPITAL ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037263","versionId":1037263,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Pershing Advisor Solutions LLC","shortName":"Pershing","location":"Jersey City, NJ","smaAssets":558325050}],"custodyNote":"Steginsky Capital has custody of client assets.","leadership":[{"name":"Andrew Steginsky","title":"Managing Member & Chief Compliance Officer","crd":"1015913"}],"ownership":[{"label":"Andrew Steginsky","detail":"Managing member & chief compliance officer in the 75% or more ownership band and a control person, since February 2000."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-683-1700","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"1 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109617/PDF/109617.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1037263","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Steginsky Capital have?","answer":"Steginsky Capital has 117 clients and manages $599 million for them, as of April 2026. They include 56 high-net-worth individuals, 46 individual clients, and 15 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Steginsky Capital offer?","answer":"Steginsky Capital provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Steginsky Capital charge?","answer":"Steginsky Capital charges 0.50%–1.00% a year for its Investment Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance.","source":"STEGINSKY CAPITAL ADV PART 2A BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Steginsky Capital use?","answer":"Steginsky Capital’s separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $558M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Steginsky Capital have?","answer":"Steginsky Capital has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Steginsky Capital invest in?","answer":"At the end of its last fiscal year, Steginsky Capital’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Steginsky Capital?","answer":"Steginsky Capital’s direct owner is Andrew Steginsky (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Steginsky Capital get paid?","answer":"Steginsky Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Steginsky Capital registered with the SEC?","answer":"Yes, Steginsky Capital has been registered with the SEC as an investment adviser since 15 March 2000. Its CRD number is 109617 and its SEC file number is 801-57377.","source":"Form ADV Part 1A, Item 1, filed 1 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Steginsky Capital?","answer":"Its phone number is 212-683-1700. Its website is steginsky.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}