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They include 1,420 individual clients, 858 high-net-worth individuals, and 121 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SteelPeak Wealth offer?","answer":"SteelPeak Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, selecting other managers, estate planning, insurance, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does SteelPeak Wealth charge?","answer":"SteelPeak Wealth charges 0.75%–1.75% a year for its Investment management. The fee is billed in advance and is negotiable.","source":"DISCLOSURE BROCHURE, filed 29 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does SteelPeak Wealth use?","answer":"SteelPeak Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $4.04B. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SteelPeak Wealth have?","answer":"SteelPeak Wealth has 34 investment adviser representatives registered with state securities authorities, out of 84 employees, and 35 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 13 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SteelPeak Wealth invest in?","answer":"At the end of its last fiscal year, SteelPeak Wealth’s separately managed accounts held 52% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs), 5% U.S. government and agency bonds, 4% pooled vehicles (private funds and similar), 1% non-exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds and 1% cash and equivalents. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SteelPeak Wealth?","answer":"SteelPeak Wealth’s direct owner is Steelpeak Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SteelPeak Wealth get paid?","answer":"SteelPeak Wealth is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is SteelPeak Wealth registered with the SEC?","answer":"Yes, SteelPeak Wealth has been registered with the SEC as an investment adviser since 10 September 2012. Its CRD number is 165168 and its SEC file number is 801-77132.","source":"Form ADV Part 1A, Item 1, filed 29 July 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact SteelPeak Wealth?","answer":"SteelPeak Wealth’s main office is at 1880 Century Park East, Suite 1017, Los Angeles, CA 90067. Its phone number is 818-835-8720. Its website is steelpeak.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}