{"url":"https://nivawealth.com/firms/state-farm-investment-management-3487","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/3487","regulatoryAum":12938660000,"crd":"3487","secFileNumber":"801-8184","legalName":"State Farm Investment Management Corp.","displayName":"State Farm Investment Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"One State Farm Plaza, B-2","city":"Bloomington","state":"IL","stateName":"Illinois","country":"United States","postalCode":"61710-0001"},"tradeNames":[],"registration":{"secApproved":"14 December 1971","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":7930,"advisory":7930,"brokerDealerReps":7770,"insuranceAgents":6990,"promoters":0},"aum":{"discretionary":12938660000,"discretionaryAccounts":2160,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":478660000,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":3429,"regulatoryAum":402903579},{"label":"High-net-worth individuals","clients":145,"regulatoryAum":75756421},{"label":"Investment companies","clients":1,"regulatoryAum":12460000000}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"State Farm Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kristyn Cook","title":"Executive Vice President & Director","crd":"4215717"},{"name":"Jon Farney","title":"President & Director","crd":"2839964"},{"name":"Arash Ghanbarpour","title":"Vice President & Director","crd":"5129325"},{"name":"Scott Hintz","title":"Vice President - Financial and Secretary","crd":"2004555"},{"name":"Sarah Mineau","title":"Senior Vice President & Director","crd":"4634160"},{"name":"Bradley Montgomery","title":"Senior Vice President & Director","crd":"2913835"},{"name":"Terrence Ludwig","title":"Chief Compliance Officer & Treasurer","crd":"3231040"}],"ownership":[{"label":"State Farm Life Insurance Company","detail":"Owner in the 75% or more ownership band and a control person, since September 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6443,"privateResidences":0},"listedOfficeAddresses":26,"officesByState":[{"state":"Alabama","offices":2,"addresses":[{"street":"1114 Bradshaw DR","city":"Florence"},{"street":"7623 Spanish Fort BLVD","city":"Spanish Fort"}]},{"state":"Arizona","offices":1,"addresses":[{"street":"400 E Rio Salado Parkway","city":"Tempe"}]},{"state":"California","offices":1,"addresses":[{"street":"3853 Taylor RD Ste F","city":"Loomis"}]},{"state":"Florida","offices":2,"addresses":[{"street":"6333 SW S.R. 200","city":"Ocala"},{"street":"20330 Old Cutler RD","city":"Cutler Bay"}]},{"state":"Georgia","offices":4,"addresses":[{"street":"2242 Talley DR","city":"Chamblee"},{"street":"6095 Pine MTN RD NW","city":"Kennesaw"},{"street":"110 N Broad ST","city":"Monroe"},{"street":"201 Allen RD Ste 404","city":"Atlanta"}]},{"state":"Illinois","offices":5,"addresses":[{"street":"One State Farm Plaza, B-2","city":"Bloomington","headquarters":true},{"street":"604 E War Memorial DR","city":"Peoria"},{"street":"2501 E College Ave Ste A","city":"Bloomington"},{"street":"2313 E Oakland Ave","city":"Bloomington"},{"street":"309 N Main ST","city":"Paris"}]},{"state":"Kansas","offices":1,"addresses":[{"street":"13501 W 87th Street Pkwy","city":"Lenexa"}]},{"state":"Kentucky","offices":1,"addresses":[{"street":"1107 S Virginia ST","city":"Hopkinsville"}]},{"state":"Michigan","offices":2,"addresses":[{"street":"897 Washington Ave","city":"Holland"},{"street":"12900 S US Hwy 27","city":"Dewitt"}]},{"state":"Oregon","offices":1,"addresses":[{"street":"610 SW Alder ST","city":"Portland"}]},{"state":"Texas","offices":4,"addresses":[{"street":"1150 State Street","city":"Richardson"},{"street":"5018 Knickerbocker RD","city":"San Angelo"},{"street":"3730 N Josey LN Ste 101","city":"Carrollton"},{"street":"3201 Cross Timbers RD Ste 100","city":"Flower Mound"}]},{"state":"Washington","offices":1,"addresses":[{"street":"12120 E Mission Ave Ste 1","city":"Spokane Valley"}]},{"state":"Wisconsin","offices":1,"addresses":[{"street":"255 S Main ST","city":"Cedar Grove"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"800-447-0740","stateRegisteredReps":6880,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"Securities issued by registered investment companies or business development companies","percent":20}],"privateFunds":0},"sources":{"adv1FilingDate":"30 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/3487/PDF/3487.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does State Farm Investment Management have?","answer":"State Farm Investment Management has 3,575 clients and manages $12.9 billion for them, as of April 2026. They include 3,429 other individuals, 145 high-net-worth individuals and 1 investment companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does State Farm Investment Management offer?","answer":"State Farm Investment Management provides portfolio management for individuals and small businesses and portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does State Farm Investment Management have?","answer":"State Farm Investment Management has 6,880 investment adviser representatives registered with state securities authorities, out of 7,930 employees, and 7,930 perform investment advisory functions. 7,770 are registered representatives of a broker-dealer and 6,990 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does State Farm Investment Management invest in?","answer":"At the end of its last fiscal year, State Farm Investment Management’s separately managed accounts held 80% exchange-traded equities and 20% registered funds (mutual funds, ETFs, BDCs). It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns State Farm Investment Management?","answer":"State Farm Investment Management’s direct owner is State Farm Life Insurance Company (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does State Farm Investment Management get paid?","answer":"State Farm Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}