{"url":"https://nivawealth.com/firms/stark-wealth-management-309422","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/309422","regulatoryAum":262465084,"crd":"309422","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5915858","suffix":null,"lastName":"BARRY","firstName":"PAUL","middleName":"DAVID RICHARD"},{"crd":"5592667","suffix":"III","lastName":"CHANDLER","firstName":"ELLIS","middleName":"KING"},{"crd":"6490425","suffix":null,"lastName":"ETCHISON JR.","firstName":"HUBERT","middleName":"ROSIER"},{"crd":"5614719","suffix":null,"lastName":"McNeilly","firstName":"Steven","middleName":"Frederick"},{"crd":"8120214","suffix":null,"lastName":"Spugnardi","firstName":"Christian","middleName":"Richard"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-29","regulatoryAum":176907999,"clients":472,"employees":2,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":262465084,"clients":531,"employees":4,"offices":1}],"secFileNumber":"801-131441","legalName":"Stark Wealth Management LLC","displayName":"Stark Wealth Management","slug":"stark-wealth-management-309422","website":"https://starkfinancialgroup.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"79 West Market St Suite 100","city":"Bethlehem","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"18018"},"tradeNames":[],"registration":{"secApproved":"7 November 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":491118.0798319328,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":262465084,"discretionary":221256160,"discretionaryAccounts":391,"nonDiscretionary":41208924,"nonDiscretionaryAccounts":119,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":2},"clientTypes":[{"label":"Individuals (other than HNW)","clients":384,"regulatoryAum":97298045},{"label":"High-net-worth individuals","clients":92,"regulatoryAum":136474161},{"label":"Pension and profit-sharing plans","clients":48,"regulatoryAum":23962094},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":1849730},{"label":"Corporations and other businesses","clients":5,"regulatoryAum":2881054}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019974","versionId":1019974,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-03-17","documentName":"ADV PART 2A- STARK WEALTH MANAGEMENT LLC","fee_rate_low":1,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning (Fixed Fee)","summary":"Financial planning design fees up to $14,000 per year depending on frequency of touch points; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019974","versionId":1019974,"submittedOn":"2026-03-17","documentName":"ADV PART 2A- STARK WEALTH MANAGEMENT LLC"},{"role":"other","program":"Financial Planning (Hourly)","summary":"Hourly financial planning and asset allocation advice at up to $1,500 an hour; negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019974","versionId":1019974,"submittedOn":"2026-03-17","documentName":"ADV PART 2A- STARK WEALTH MANAGEMENT LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:37:59.595001+00:00","documents":[{"name":"ADV PART 2A- STARK WEALTH MANAGEMENT LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019974","versionId":1019974,"submittedOn":"2026-03-17"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019975","versionId":1019975,"submittedOn":null}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":204407184},{"name":"Capital Client Group, Inc.","shortName":"Capital Client Group","location":"Los Angeles, CA","smaAssets":3449820},{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":6075236}],"custodyNote":"Stark Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Paul Barry","title":"Managing Member & Chief Compliance Officer","crd":"5915858"},{"name":"Mark Sessanta","title":"Member","crd":"3125386"}],"ownership":[{"label":"Mark Sessanta","detail":"Member in the 50% to 75% ownership band and a control person, since March 2020."},{"label":"Paul Barry","detail":"Managing member & chief compliance officer in the 50% to 75% ownership band and a control person, since March 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"79 West Market St Suite 100","city":"Bethlehem","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-419-9894","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":66},{"label":"Cash and cash equivalents","percent":5},{"label":"Other","percent":1,"detail":"Variable Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/309422/PDF/309422.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019974","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stark Wealth Management have?","answer":"Stark Wealth Management has 531 clients and manages $262 million for them, as of March 2026. They include 384 individual clients, 92 high-net-worth individuals, and 48 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stark Wealth Management offer?","answer":"Stark Wealth Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Stark Wealth Management charge?","answer":"Stark Wealth Management charges 1.00% a year for its Portfolio Management Services. The fee is billed in advance or in arrears and is negotiable.","source":"ADV PART 2A- STARK WEALTH MANAGEMENT LLC, filed 17 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Stark Wealth Management use?","answer":"Stark Wealth Management’s separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $204M, Charles Schwab & Co., Inc. (Westlake, TX), with $6.08M and Capital Client Group, Inc. (Los Angeles, CA), with $3.45M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stark Wealth Management have?","answer":"Stark Wealth Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stark Wealth Management invest in?","answer":"At the end of its last fiscal year, Stark Wealth Management’s separately managed accounts held 66% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 5% cash and equivalents, 2% state and local bonds, 2% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% high-yield corporate bonds and 1% other. The 1% other category is described as: Variable Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stark Wealth Management?","answer":"Stark Wealth Management’s direct owners are Mark Sessanta (50% to 75%) and Paul Barry (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stark Wealth Management get paid?","answer":"Stark Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stark Wealth Management?","answer":"Stark Wealth Management’s main office is at 79 West Market St Suite 100, Bethlehem, PA 18018. Its phone number is 610-419-9894. Its website is starkfinancialgroup.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/stark-wealth-management-309422/holdings","form":"13F-HR","periodOfReport":"2025-03-31","filedOn":"2026-07-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2051783/000208585326000645/0002085853-26-000645-index.html","totalValue":9706736,"positionCount":26,"top10Share":0.5803385401642736,"top10":[{"issuer":"PACER FDS TR","titleOfClass":"TRENDP US LAR CP","cusip":"69374H105","value":824229,"shares":16020,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LCAP GR ETF","cusip":"808524300","value":705552,"shares":28177,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":703264,"shares":3166,"shareType":"SH"},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LCAP VA 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}