{"url":"https://nivawealth.com/firms/st-nicholas-private-asset-management-132500","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/132500","regulatoryAum":151000000,"crd":"132500","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6324351","suffix":null,"lastName":"MURPHY","firstName":"JAMES","middleName":"A"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-29","regulatoryAum":105747711,"clients":85,"employees":2,"offices":1},{"filedOn":"2022-03-17","regulatoryAum":123780348,"clients":83,"employees":3,"offices":1},{"filedOn":"2023-05-03","regulatoryAum":102383801,"clients":86,"employees":3,"offices":1},{"filedOn":"2024-03-13","regulatoryAum":130066330,"clients":90,"employees":4,"offices":1},{"filedOn":"2025-01-16","regulatoryAum":152000000,"clients":94,"employees":4,"offices":1},{"filedOn":"2026-06-25","regulatoryAum":151000000,"clients":92,"employees":3,"offices":1}],"secFileNumber":"801-120978","legalName":"St. Nicholas Private Asset Management, Inc.","displayName":"St. Nicholas Private Asset Management","slug":"st-nicholas-private-asset-management-132500","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"6817 Southpoint Parkway, Suite 1204","city":"Jacksonville","state":"FL","stateName":"Florida","country":"United States","postalCode":"32216"},"tradeNames":[],"registration":{"secApproved":"29 April 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1641304.347826087,"staff":{"employees":3,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":151000000,"discretionary":151000000,"discretionaryAccounts":156,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":92,"regulatoryAum":151000000}],"feePrograms":[{"role":"main","program":"Annual Fee","feeBasis":"marginal","fee_tiers":[{"to":2000000,"pct":1.25,"from":0},{"to":5000000,"pct":1,"from":2000000},{"to":null,"pct":0.5,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036698","versionId":1036698,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-31","documentName":"ST. 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NICHOLAS 2026 ANNUAL AMENDMENT IA BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036698","versionId":1036698,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":150700000}],"custodyNote":"St. Nicholas Private Asset Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Murphy","title":"President/Chief Compliance Officer","crd":"6324351"}],"ownership":[{"label":"James Murphy","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since October 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"6817 Southpoint Parkway, Suite 1204","city":"Jacksonville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"904-470-0102","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":76},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":10},{"label":"Investment grade corporate bonds","percent":1},{"label":"Cash and cash equivalents","percent":10}],"privateFunds":0},"sources":{"adv1FilingDate":"25 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/132500/PDF/132500.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1036698","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does St. Nicholas Private Asset Management have?","answer":"St. Nicholas Private Asset Management has 92 clients and manages $151 million for them, as of June 2026. They include 92 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does St. Nicholas Private Asset Management offer?","answer":"St. Nicholas Private Asset Management provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does St. Nicholas Private Asset Management charge?","answer":"St. Nicholas Private Asset Management charges 0.50%–1.25% a year for its Annual Fee. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"ST. NICHOLAS 2026 ANNUAL AMENDMENT IA BROCHURE, filed 31 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does St. Nicholas Private Asset Management use?","answer":"St. Nicholas Private Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $151M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does St. Nicholas Private Asset Management have?","answer":"St. Nicholas Private Asset Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does St. Nicholas Private Asset Management invest in?","answer":"At the end of its last fiscal year, St. Nicholas Private Asset Management’s separately managed accounts held 76% exchange-traded equities, 10% state and local bonds, 10% cash and equivalents, 3% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns St. Nicholas Private Asset Management?","answer":"St. Nicholas Private Asset Management’s direct owner is James Murphy (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does St. Nicholas Private Asset Management get paid?","answer":"St. Nicholas Private Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact St. Nicholas Private Asset Management?","answer":"St. Nicholas Private Asset Management’s main office is at 6817 Southpoint Parkway, Suite 1204, Jacksonville, FL 32216. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}