{"url":"https://nivawealth.com/firms/st-james-investment-124777","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/124777","regulatoryAum":660558672,"crd":"124777","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5153007","suffix":null,"lastName":"BURSON","firstName":"AMY","middleName":"ALICE"},{"crd":"7983146","suffix":null,"lastName":"CROW","firstName":"ASA","middleName":"JOSEPH ROBINSON"},{"crd":"2785947","suffix":"JR","lastName":"MARK","firstName":"ROBERT","middleName":"JOSEPH"},{"crd":"2785977","suffix":null,"lastName":"REDELL","firstName":"LAWRENCE","middleName":"JOSEPH"},{"crd":"1449126","suffix":"JR","lastName":"SACHS","firstName":"WILLIAM","middleName":"RANEY"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-19","regulatoryAum":962478620,"clients":1640,"employees":8,"offices":1},{"filedOn":"2022-03-01","regulatoryAum":785833519,"clients":316,"employees":6,"offices":1},{"filedOn":"2023-05-22","regulatoryAum":735855058,"clients":320,"employees":6,"offices":1},{"filedOn":"2024-07-10","regulatoryAum":661939121,"clients":320,"employees":5,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":595194149,"clients":251,"employees":6,"offices":1},{"filedOn":"2026-03-02","regulatoryAum":660558672,"clients":271,"employees":6,"offices":1}],"secFileNumber":"801-61779","legalName":"St. James Investment Company, LLC","displayName":"St. James Investment","slug":"st-james-investment-124777","website":"https://stjic.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/124777/f4901b838ce18f19-r1.webp","tone":"light","width":2911,"height":200,"sourceUrl":"https://stjic.com/","sourceLabel":"St. James Investment Company, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"535 S. 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Kimball Avenue, Suite 140","city":"Southlake","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"214-484-7250","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":87},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"2 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/124777/PDF/124777.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does St. James Investment have?","answer":"St. James Investment has 271 clients and manages $661 million for them, as of March 2026. They include 135 high-net-worth individuals, 108 individual clients and 17 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does St. James Investment offer?","answer":"St. James Investment provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does St. James Investment use?","answer":"St. James Investment’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $412M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does St. James Investment have?","answer":"St. James Investment has 5 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does St. James Investment invest in?","answer":"At the end of its last fiscal year, St. James Investment’s separately managed accounts held 87% exchange-traded equities and 13% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns St. James Investment?","answer":"St. James Investment’s direct owners are Lawrence Redell (25% to 50%) and Sibelius Holdings, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does St. James Investment get paid?","answer":"St. James Investment is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact St. James Investment?","answer":"St. James Investment’s main office is at 535 S. Kimball Avenue, Suite 140, Southlake, TX 76092. Its phone number is 214-484-7250. Its website is stjic.com.","source":"Form ADV Part 1A, Item 1.F, filed 2 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/st-james-investment-124777/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-11","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1504492/000150449226000005/0001504492-26-000005-index.html","totalValue":629773671,"positionCount":24,"top10Share":0.7099135889407482,"top10":[{"issuer":"GOLDMAN SACHS ETF TR","titleOfClass":"ACCES TREASURY","cusip":"381430529","value":86334114,"shares":861962,"shareType":"SH","priorValue":165700935,"priorShares":1653867},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":73082460,"shares":146051,"shareType":"SH","priorValue":67659686,"priorShares":141193},{"issuer":"LOEWS 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}