{"url":"https://nivawealth.com/firms/ssga-funds-management-111242","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/111242","regulatoryAum":1420653842286,"crd":"111242","secFileNumber":"801-60103","legalName":"Ssga Funds Management, Inc.","displayName":"Ssga Funds Management","website":null,"founded":null,"organization":"Massachusetts corporation","fiscalYearEnd":"December","headquarters":{"street":"1 Congress Street","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02114"},"tradeNames":[],"registration":{"secApproved":"6 April 2001","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":241,"advisory":220,"brokerDealerReps":5,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":1420653842286,"discretionaryAccounts":287,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":5,"nonAumClients":52},"clientTypes":[{"label":"Investment companies","clients":264,"regulatoryAum":1368245348563},{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":38021628377},{"label":"Pension and profit-sharing plans","clients":8,"regulatoryAum":14386865346},{"label":"Other","clients":51,"regulatoryAum":0}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"London","smaAssets":999510444},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Quincy, MA","smaAssets":13376785628}],"custodyNote":"Ssga Funds Management has custody of $1.15B for 2 clients.","otherCustodians":[],"leadership":[{"name":"Jeanne Laporta","title":"Chairwoman; Director and President","crd":"5946908"},{"name":"Ann Carpenter","title":"Chief Operating Officer","crd":"6329553"},{"name":"Brian Harris","title":"Chief Compliance Officer","crd":"5599152"},{"name":"Mark Alberici","title":"Director","crd":"3223458"},{"name":"Apeawusu Amoa","title":"Director","crd":"7711546"},{"name":"Allison Bonds Mazza","title":"Director","crd":"4439495"},{"name":"Timothy Corbett","title":"Chief Risk Officer; Director","crd":"7159381"},{"name":"James Ferrarelli","title":"Director","crd":"6961735"},{"name":"Steven Hamm","title":"Treasurer","crd":"7769965"},{"name":"David Ireland","title":"Cta-Chief Marketing Officer","crd":"6286908"},{"name":"Sean O'Malley","title":"Chief Legal Officer","crd":"5875973"},{"name":"John Tucker","title":"Director","crd":"7000761"},{"name":"David Urman","title":"Clerk","crd":"7352903"}],"ownership":[{"label":"State Street Global Advisors, Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since June 2017."},{"label":"State Street Corporation","detail":"Indirect owner: a shareholder of State Street Global Advisors, Inc. in the 75% or more band and a control person, since June 1990.","parent":"State Street Global Advisors, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"4343 N Scottsdale Road","city":"Scottsdale"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"400 Atlantic Ave","city":"Stamford"}]},{"state":"Massachusetts","offices":2,"addresses":[{"street":"1 Congress Street","city":"Boston","headquarters":true},{"street":"1776 Heritage Drive","city":"Quincy"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-786-3000","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Derivatives","percent":75},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":16},{"label":"Other","percent":8,"detail":"\"other\" Assets Generally Include Real Estate and Private Equity Investments Made Through Special Purpose Entities."}],"privateFunds":21},"sources":{"adv1FilingDate":"28 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/111242/PDF/111242.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ssga Funds Management have?","answer":"Ssga Funds Management has 339 clients and manages $1420.7 billion for them, as of August 2026. They include 264 investment companies, 51 other clients and 16 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ssga Funds Management offer?","answer":"Ssga Funds Management provides portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ssga Funds Management use?","answer":"Ssga Funds Management’s separately managed account assets are held at State Street Bank and Trust Company (Quincy, MA), with $13,376,785,628 and State Street Bank and Trust Company (London), with $999,510,444. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ssga Funds Management have?","answer":"Ssga Funds Management has 0 investment adviser representatives registered with state securities authorities, out of 241 employees, and 220 perform investment advisory functions. 5 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ssga Funds Management invest in?","answer":"At the end of its last fiscal year, Ssga Funds Management’s separately managed accounts held 75% derivatives, 16% pooled vehicles (private funds and similar) and 8% \"other\" assets generally include real estate and private equity investments made through special purpose entities.. It advises 21 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ssga Funds Management?","answer":"Ssga Funds Management is owned through a holding company by State Street Corporation. Its direct owner is State Street Global Advisors, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ssga Funds Management get paid?","answer":"Ssga Funds Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}