{"url":"https://nivawealth.com/firms/srn-advisors-307155","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307155","regulatoryAum":108000000,"crd":"307155","history":[{"filedOn":"2021-03-16","regulatoryAum":352000000,"clients":1,"employees":3,"offices":1},{"filedOn":"2022-03-10","regulatoryAum":355000000,"clients":1,"employees":4,"offices":1},{"filedOn":"2023-03-21","regulatoryAum":149745110,"clients":1,"employees":4,"offices":1},{"filedOn":"2024-03-05","regulatoryAum":133188741,"clients":1,"employees":4,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":128752081,"clients":1,"employees":3,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":108000000,"clients":1,"employees":3,"offices":1}],"secFileNumber":"801-118171","legalName":"SRN Advisors, LLC","displayName":"SRN Advisors","slug":"srn-advisors-307155","website":"https://srnadvisors.com/","classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2600 Philmont Avenue, Suite 215","city":"Huntingdon Valley","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19006"},"tradeNames":[],"registration":{"secApproved":"5 March 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":2,"brokerDealerReps":1,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":108000000,"discretionary":108000000,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":1,"regulatoryAum":108000000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"SRN Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Blaszczyk","title":"Chief Compliance Officer","crd":"5736832"},{"name":"Kevin Ferguson","title":"Member","crd":"7224489"},{"name":"Scott Freeze","title":"Managing Member","crd":"2518935"}],"ownership":[{"label":"Millenia Consulting, LLC","detail":"Member in the 5% to 10% ownership band, since September 2023."},{"label":"Scott Freeze","detail":"Managing member in the 75% or more ownership band and a control person, since October 2019."},{"label":"Michael Blaszczyk","detail":"Chief compliance officer in the 5% to 10% ownership band and a control person, since October 2019."},{"label":"Kevin Ferguson","detail":"Member in the 5% to 10% ownership band, since May 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"2600 Philmont Avenue, Suite 215","city":"Huntingdon Valley","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-914-1970","stateRegisteredReps":2,"otherAdviserReps":2,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for investment companies"],"financialPlanningClients":null,"assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307155/PDF/307155.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SRN Advisors have?","answer":"SRN Advisors has 1 client and manages $108 million for them, as of March 2026. They include 1 investment company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SRN Advisors offer?","answer":"SRN Advisors provides portfolio management for investment companies.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does SRN Advisors have?","answer":"SRN Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SRN Advisors?","answer":"SRN Advisors’ direct owners are Millenia Consulting, LLC (5% to 10%), Scott Freeze (75% or more), Michael Blaszczyk (5% to 10%) and Kevin Ferguson (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SRN Advisors get paid?","answer":"SRN Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SRN Advisors?","answer":"SRN Advisors’ main office is at 2600 Philmont Avenue, Suite 215, Huntingdon Valley, PA 19006. Its phone number is 215-914-1970. Its website is srnadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}