{"url":"https://nivawealth.com/firms/spraker-west-wealth-management-147075","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/147075","regulatoryAum":265323432,"crd":"147075","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7713707","suffix":null,"lastName":"HAROLD","firstName":"KYRON","middleName":"BLAIN"},{"crd":"6733515","suffix":null,"lastName":"Walter","firstName":"Eric","middleName":"S"},{"crd":"4653084","suffix":"III","lastName":"WEST","firstName":"JOHN","middleName":"MITCHELL"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-29","regulatoryAum":192844866,"clients":99,"employees":5,"offices":1},{"filedOn":"2022-03-28","regulatoryAum":236367581,"clients":112,"employees":5,"offices":1},{"filedOn":"2023-05-31","regulatoryAum":207889456,"clients":119,"employees":5,"offices":1},{"filedOn":"2024-07-24","regulatoryAum":227272169,"clients":125,"employees":5,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":249466930,"clients":138,"employees":6,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":265323432,"clients":144,"employees":6,"offices":1}],"secFileNumber":"801-69187","legalName":"Spraker West Wealth Management, Inc","displayName":"Spraker West Wealth Management","slug":"spraker-west-wealth-management-147075","website":"https://sprakerwest.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/147075/eb91f94b984388cc-r1.webp","tone":"light","width":615,"height":200,"sourceUrl":"https://www.sprakerwest.com/","sourceLabel":"Spraker West Wealth Management, INC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/spraker-west-wealth-management","founded":"2008","organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"334 W. Morse BLVD.","city":"Winter Park","state":"FL","stateName":"Florida","country":"United States","postalCode":"32789"},"tradeNames":[],"registration":{"secApproved":"21 May 2008","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1867873.5072463767,"staff":{"employees":6,"advisory":5,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":265323432,"discretionary":265323432,"discretionaryAccounts":474,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":56,"regulatoryAum":31036581},{"label":"High-net-worth individuals","clients":82,"regulatoryAum":226729963},{"label":"Pension and profit-sharing plans","clients":4,"fewerThan5":true,"regulatoryAum":6616863},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":940025}],"feePrograms":[{"role":"main","program":"Wealth Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024616","versionId":1024616,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-24","documentName":"SPRAKER WEST WEALTHMANAGMENT BROCHURE MARCH-2026","fee_rate_low":0.2,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial plan","summary":"A financial plan for a client with less than $400,000 under management is quoted at $1,200 to $2,500, depending on complexity, and is payable when the analysis begins.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024616","versionId":1024616,"submittedOn":"2026-03-24","documentName":"SPRAKER WEST WEALTHMANAGMENT BROCHURE MARCH-2026"},{"role":"other","program":"Hourly consulting","summary":"Hourly consulting is available at a published rate of $300 per hour for clients who do not need discretionary portfolio management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024616","versionId":1024616,"submittedOn":"2026-03-24","documentName":"SPRAKER WEST WEALTHMANAGMENT BROCHURE MARCH-2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:45:26.091876+00:00","documents":[{"name":"SPRAKER WEST WEALTHMANAGMENT BROCHURE MARCH-2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024616","versionId":1024616,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":251047166}],"custodyNote":"Spraker West Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"John West","title":"SR Advisor, President, COO","crd":"4653084"},{"name":"Kyron Harold","title":"Advisor, Senior Analyst, CCO","crd":"7713707"}],"ownership":[{"label":"John West","detail":"Sr advisor, president, coo in the 75% or more ownership band and a control person, since October 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"334 W. Morse BLVD.","city":"Winter Park","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-478-7899","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Other"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/147075/PDF/147075.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024616","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Spraker West Wealth Management have?","answer":"Spraker West Wealth Management has 144 clients and manages $265 million for them, as of March 2026. They include 82 high-net-worth individuals, 56 individual clients, and 4 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Spraker West Wealth Management offer?","answer":"Spraker West Wealth Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Spraker West Wealth Management charge?","answer":"Spraker West Wealth Management charges 0.20%–1.50% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.","source":"SPRAKER WEST WEALTHMANAGMENT BROCHURE MARCH-2026, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Spraker West Wealth Management use?","answer":"Spraker West Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $251M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Spraker West Wealth Management have?","answer":"Spraker West Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Spraker West Wealth Management invest in?","answer":"At the end of its last fiscal year, Spraker West Wealth Management’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Spraker West Wealth Management?","answer":"Spraker West Wealth Management’s direct owner is John West (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Spraker West Wealth Management get paid?","answer":"Spraker West Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Spraker West Wealth Management?","answer":"Spraker West Wealth Management’s main office is at 334 W. Morse BLVD., Winter Park, FL 32789. Its phone number is 407-478-7899. Its website is sprakerwest.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}