{"url":"https://nivawealth.com/firms/spc-management-157259","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/157259","regulatoryAum":959556754,"crd":"157259","history":[{"filedOn":"2021-03-30","regulatoryAum":1010832029,"clients":3,"employees":21,"offices":3},{"filedOn":"2022-03-28","regulatoryAum":1257118317,"clients":4,"employees":20,"offices":3},{"filedOn":"2023-03-30","regulatoryAum":1363316838,"clients":5,"employees":19,"offices":3},{"filedOn":"2024-03-27","regulatoryAum":1165086284,"clients":5,"employees":20,"offices":3},{"filedOn":"2025-03-18","regulatoryAum":1091182298,"clients":5,"employees":19,"offices":2},{"filedOn":"2026-03-23","regulatoryAum":959556754,"clients":5,"employees":18,"offices":2}],"secFileNumber":"801-73410","legalName":"SPC Management Co., Inc.","displayName":"SPC Management","slug":"spc-management-157259","website":"https://spcap.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/swander-pace-capital/","founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"550 Hills Drive, Suite 220","city":"Bedminster","state":"NJ","stateName":"New Jersey","country":"United States","postalCode":"07921"},"tradeNames":[],"registration":{"secApproved":"28 March 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":18,"advisory":17,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":959556754,"discretionary":959556754,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":959556754}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"SPC Management has custody of client assets.","leadership":[{"name":"Virginia Calvo","title":"Chief Compliance Officer and Chief Financial Officer","crd":"7332733"},{"name":"Alexander Litt","title":"Managing Director","crd":"5824265"},{"name":"Tyler Matlock","title":"Managing Director","crd":"7087582"},{"name":"Andrew Richards","title":"Founder & CEO, Managing Director; Shareholder","crd":"1801519"},{"name":"Carl Stout","title":"Managing Director","crd":"1966506"}],"ownership":[{"label":"Andrew Richards","detail":"Founder & ceo, managing director; shareholder in the 75% or more ownership band and a control person, since August 1997."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"601 California Street","city":"San Francisco"}]},{"state":"New Jersey","offices":1,"addresses":[{"street":"550 Hills Drive, Suite 220","city":"Bedminster","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"908-719-2322","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":5},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/157259/PDF/157259.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SPC Management have?","answer":"SPC Management has 5 clients and manages $960 million for them, as of March 2026. They include 5 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SPC Management offer?","answer":"SPC Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does SPC Management have?","answer":"SPC Management has 0 investment adviser representatives registered with state securities authorities, out of 18 employees, and 17 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SPC Management?","answer":"SPC Management’s direct owner is Andrew Richards (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SPC Management get paid?","answer":"SPC Management is paid through a percentage of assets under management, performance-based fees and other compensation. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is SPC Management registered with the SEC?","answer":"Yes, SPC Management has been registered with the SEC as an investment adviser since 28 March 2012. Its CRD number is 157259 and its SEC file number is 801-73410.","source":"Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact SPC Management?","answer":"SPC Management’s main office is at 550 Hills Drive, Suite 220, Bedminster, NJ 07921. Its phone number is 908-719-2322. Its website is spcap.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}