{"url":"https://nivawealth.com/firms/southstate-private-capital-management-165306","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/165306","regulatoryAum":4956973083,"crd":"165306","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4692975","suffix":null,"lastName":"AHRENS","firstName":"JON","middleName":"PETER"},{"crd":"4263994","suffix":null,"lastName":"BARKER","firstName":"BRIAN","middleName":"ALAN"},{"crd":"2817427","suffix":"V.","lastName":"BARLOW","firstName":"WILLIAM","middleName":"LEWIS"},{"crd":"4246799","suffix":"JR","lastName":"BEECHER","firstName":"WILLIAM","middleName":"HAROLD"},{"crd":"7130868","suffix":null,"lastName":"Day","firstName":"Matthew","middleName":"Conner"},{"crd":"7154060","suffix":null,"lastName":"Dwyer","firstName":"Kyle","middleName":"Brooks"},{"crd":"8138743","suffix":null,"lastName":"Earl","firstName":"Ethan","middleName":null},{"crd":"2105777","suffix":null,"lastName":"FAUNTLEROY","firstName":"ROBERT","middleName":"BOLLING"},{"crd":"4691324","suffix":null,"lastName":"FORKEY","firstName":"JOSHUA","middleName":"DAVID"},{"crd":"4519997","suffix":null,"lastName":"FOX","firstName":"GILES","middleName":"RUDOLPH 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Private Capital Management LLC","displayName":"Southstate Private Capital Management","slug":"southstate-private-capital-management-165306","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"bank_trust","typeLabel":"Bank trust","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/south-state-bank","founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"520 Gervais Street","city":"Columbia","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29201"},"tradeNames":["Minis & Company","Private Capital Management","Southstate Advisory","Southstate Retirement Plan Services","Southstate Wealth"],"registration":{"secApproved":"28 February 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Gardner","title":"Director of Retirement Plan Services","crd":"6932539"},{"name":"Shawn Harris","title":"Managing Director","crd":"5036042"},{"name":"Raymond Hrin","title":"Director of Wealth","crd":"2784349"},{"name":"Elisabeth Lounsbury","title":"Director of Operations","crd":"5154091"}],"ownership":[{"label":"Southstate Bank, N.A.","detail":"Direct owner in the 75% or more ownership band and a control person, since January 2025."},{"label":"Southstate Bank Corporation","detail":"Indirect owner: a shareholder of Southstate Bank, N.A. in the 75% or more band and a control person, since February 1985.","parent":"Southstate Bank, N.A."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":10,"privateResidences":0},"listedOfficeAddresses":11,"foreignOffices":[],"officesByState":[{"state":"Alabama","offices":1,"addresses":[{"street":"600 Luckie Drive","city":"Birmingham"}]},{"state":"Colorado","offices":1,"addresses":[{"street":"1331 17th 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July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/165306/PDF/165306.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Southstate Private Capital Management have?","answer":"Southstate Private Capital Management has 712 clients and manages $4.96 billion for them, as of July 2026. They include 346 individual clients, 219 high-net-worth individuals, and 91 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Southstate Private Capital Management offer?","answer":"Southstate Private Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Southstate Private Capital Management use?","answer":"Southstate Private Capital Management’s separately managed account assets are held at Southstate Bank, N.A. (Columbia, SC), with $3.79B and Charles Schwab & Co., Inc. (Westlake, TX), with $980M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Southstate Private Capital Management have?","answer":"Southstate Private Capital Management has 27 investment adviser representatives registered with state securities authorities, out of 38 employees, and 27 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Southstate Private Capital Management invest in?","answer":"At the end of its last fiscal year, Southstate Private Capital Management’s separately managed accounts held 45% exchange-traded equities, 29% registered funds (mutual funds, ETFs, BDCs), 9% U.S. government and agency bonds, 9% cash and equivalents, 4% other, 2% state and local bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar). The 4% other category is described as: Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Southstate Private Capital Management?","answer":"Southstate Private Capital Management is owned through a holding company by Southstate Bank Corporation. Its direct owner is Southstate Bank, N.A. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Southstate Private Capital Management get paid?","answer":"Southstate Private Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Southstate Private Capital Management?","answer":"Southstate Private Capital Management’s main office is at 520 Gervais Street, Columbia, SC 29201. Its phone number is 803-231-3492.","source":"Form ADV Part 1A, Item 1.F, filed 1 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}