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Also controlling trustee of KSL Management Trust and a control person, since October 2025. Also controlling trustee of BGL Managementtrust and a control person, since October 2025. Also controlling trustee of CJL Management Trust and a control person, since October 2025. Also controlling trustee of RGL Management Trust and a control person, since October 2025.","parent":"Dynasty Trust A"},{"label":"Kyle Lutnick","detail":"Indirect owner: trustee of Dynasty Trust A, since October 2025. Also trustee of KSL Management Trust, since October 2025. Also trustee of CJL Management Trust, since October 2025. Also trustee of RGL Management Trust, since October 2025.","parent":"Dynasty Trust A"},{"label":"Casey Lutnick","detail":"Indirect owner: trustee of Dynasty Trust A, since October 2025. Also trustee of KSL Management Trust, since October 2025. Also trustee of BGL Managementtrust, since October 2025. Also trustee of CJL Management Trust, since October 2025. 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Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Smith Group Asset Management have?","answer":"Smith Group Asset Management has 6 investment adviser representatives registered with state securities authorities, out of 14 employees, and 12 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Smith Group Asset Management invest in?","answer":"At the end of its last fiscal year, Smith Group Asset Management’s separately managed accounts held 98% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Smith Group Asset Management?","answer":"Smith Group Asset Management is owned through a trust and a chain of holding companies by KSL Management Trust, BGL Managementtrust, CJL Management Trust and RGL Management Trust. Its direct owners are Cantor Fitzgerald Investment Advisors (75% or more), Cantor Fitzgerald Investment (75% or more) and Dynasty Trust A (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Smith Group Asset Management get paid?","answer":"Smith Group Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Smith Group Asset Management?","answer":"Smith Group Asset Management’s main office is at 100 Crescent Court, Dallas, TX 75201. 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