{"url":"https://nivawealth.com/firms/sloy-dahl-and-holst-holdings-310107","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310107","regulatoryAum":186620841,"crd":"310107","secFileNumber":"801-136392","legalName":"Sloy Dahl & Holst Holdings, Inc","displayName":"Sloy Dahl & Holst Holdings","slug":"sloy-dahl-and-holst-holdings-310107","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Oregon corporation","fiscalYearEnd":"December","headquarters":{"street":"1220 Main Street, Suite 400","city":"Vancouver","state":"WA","stateName":"Washington","country":"United States","postalCode":"98660"},"tradeNames":[],"registration":{"secApproved":"8 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":186620841,"discretionary":186620841,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":186620841}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Sloy Dahl & Holst Holdings does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Michael Tudor","title":"Chief Compliance Officer","crd":"6281832"},{"name":"Ronald Sloy","title":"Owner","crd":"1123348"}],"ownership":[{"label":"Ronald Sloy","detail":"Owner in the 75% or more ownership band and a control person, since December 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"1220 Main Street, Suite 400","city":"Vancouver","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"503-248-9800","stateRegisteredReps":0,"otherAdviserReps":3,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310107/PDF/310107.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sloy Dahl & Holst Holdings have?","answer":"Sloy Dahl & Holst Holdings has 1 client and manages $187 million for them, as of September 2026. They include 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sloy Dahl & Holst Holdings offer?","answer":"Sloy Dahl & Holst Holdings provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Sloy Dahl & Holst Holdings have?","answer":"Sloy Dahl & Holst Holdings has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sloy Dahl & Holst Holdings?","answer":"Sloy Dahl & Holst Holdings’ direct owner is Ronald Sloy (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sloy Dahl & Holst Holdings get paid?","answer":"Sloy Dahl & Holst Holdings is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sloy Dahl & Holst Holdings?","answer":"Sloy Dahl & Holst Holdings’ main office is at 1220 Main Street, Suite 400, Vancouver, WA 98660. Its phone number is 503-248-9800.","source":"Form ADV Part 1A, Item 1.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}