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They include 66 individual clients, 51 high-net-worth individuals and 7 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Slocum Gordon & Co offer?","answer":"Slocum Gordon & Co provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Slocum Gordon & Co charge?","answer":"Slocum Gordon & Co charges 0.50%–1.00% a year for its Individual portfolio management fees. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"SG&CO 2025 PART 2A, filed 5 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Slocum Gordon & Co use?","answer":"Slocum Gordon & Co’s separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $219M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Slocum Gordon & Co have?","answer":"Slocum Gordon & Co has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Slocum Gordon & Co invest in?","answer":"At the end of its last fiscal year, Slocum Gordon & Co’s separately managed accounts held 59% exchange-traded equities, 24% U.S. government and agency bonds, 9% cash and equivalents, 6% other and 2% investment grade corporate bonds. The 6% other category is described as: Reits.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Slocum Gordon & Co?","answer":"Slocum Gordon & Co’s direct owners are Jeffrey Gordon (50% to 75%) and Barclay Douglas (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Slocum Gordon & Co get paid?","answer":"Slocum Gordon & Co is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Slocum Gordon & Co registered with the SEC?","answer":"Yes, Slocum Gordon & Co has been registered with the SEC as an investment adviser since 11 January 1979. Its CRD number is 104929 and its SEC file number is 801-14301.","source":"Form ADV Part 1A, Item 1, filed 5 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Slocum Gordon & Co?","answer":"Slocum Gordon & Co’s main office is at 39 Mill Street, Newport, RI 02840. Its phone number is 401-849-4900. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}