{"url":"https://nivawealth.com/firms/sledge-and-company-wealth-advisors-336314","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336314","regulatoryAum":183444585,"crd":"336314","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5728615","suffix":null,"lastName":"CARRICK","firstName":"WARREN","middleName":"CHAD"},{"crd":"7945224","suffix":null,"lastName":"Shuler","firstName":"Kurt","middleName":"Williams"},{"crd":"4078983","suffix":null,"lastName":"SLEDGE","firstName":"JAMIE","middleName":"DAVID"},{"crd":"7498795","suffix":null,"lastName":"SLEDGE","firstName":"JUSTIN","middleName":"DAVID"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-22","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-04-10","regulatoryAum":183444585,"clients":200,"employees":4,"offices":1}],"secFileNumber":"801-132809","legalName":"Sledge and Company Wealth Advisors, LLC","displayName":"Sledge and Company Wealth Advisors","slug":"sledge-and-company-wealth-advisors-336314","website":"https://sledgeandcompany.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"North Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"115 W. State Avenue","city":"High Point","state":"NC","stateName":"North Carolina","country":"United States","postalCode":"27262"},"tradeNames":[],"registration":{"secApproved":"19 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":937345.1855670103,"staff":{"employees":4,"advisory":4,"brokerDealerReps":1,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":183444585,"discretionary":183444585,"discretionaryAccounts":429,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":141,"regulatoryAum":30364338},{"label":"High-net-worth individuals","clients":53,"regulatoryAum":151480628},{"label":"Charitable organizations","clients":6,"regulatoryAum":375358},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":1224261}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018120","versionId":1018120,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-12","documentName":"SLEDGE AND CO. ADV PART 2A","fee_rate_low":0.9,"fee_rate_high":1.4,"fee_negotiable":true,"minimum_account":500000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is billed hourly at $125 to $300 an hour plus direct expenses, or as a negotiated flat fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018120","versionId":1018120,"submittedOn":"2026-03-12","documentName":"SLEDGE AND CO. ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:02:38.222725+00:00","documents":[{"name":"SLEDGE AND CO. ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018120","versionId":1018120,"submittedOn":"2026-03-12"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":182552206}],"custodyNote":"Sledge and Company Wealth Advisors has custody of $37.8M in client assets for 44 clients.","otherCustodians":[],"leadership":[{"name":"Jamie Sledge","title":"Managing Member/CCO","crd":"4078983"}],"ownership":[{"label":"Jamie Sledge","detail":"Managing member/cco in the 75% or more ownership band and a control person, since June 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"North Carolina","offices":1,"addresses":[{"street":"115 W. State Avenue","city":"High Point","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"336-889-3013","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":64},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"10 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/336314/PDF/336314.pdf","brochureDate":"12 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018120","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sledge and Company Wealth Advisors have?","answer":"Sledge and Company Wealth Advisors has 200 clients and manages $183 million for them, as of April 2026. They include 141 individual clients, 53 high-net-worth individuals and 6 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sledge and Company Wealth Advisors offer?","answer":"Sledge and Company Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sledge and Company Wealth Advisors charge?","answer":"Sledge and Company Wealth Advisors charges 0.90%–1.40% a year for its Investment Advisory Services. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.","source":"SLEDGE AND CO. ADV PART 2A, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sledge and Company Wealth Advisors use?","answer":"Sledge and Company Wealth Advisors’ separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $183M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sledge and Company Wealth Advisors have?","answer":"Sledge and Company Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sledge and Company Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Sledge and Company Wealth Advisors’ separately managed accounts held 64% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents, 5% state and local bonds, 5% investment grade corporate bonds and 2% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Sledge and Company Wealth Advisors have a minimum investment?","answer":"Yes, Sledge and Company Wealth Advisors’ minimum account size for its Investment Advisory Services is $500K.","source":"SLEDGE AND CO. ADV PART 2A, filed 12 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Sledge and Company Wealth Advisors?","answer":"Sledge and Company Wealth Advisors’ direct owner is Jamie Sledge (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sledge and Company Wealth Advisors get paid?","answer":"Sledge and Company Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sledge and Company Wealth Advisors?","answer":"Sledge and Company Wealth Advisors’ main office is at 115 W. State Avenue, High Point, NC 27262. Its phone number is 336-889-3013. Its website is sledgeandcompany.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}