{"url":"https://nivawealth.com/firms/skloff-aaron-139475","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/139475","regulatoryAum":114000135,"crd":"139475","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2246558","suffix":null,"lastName":"SKLOFF","firstName":"AARON","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134803","legalName":"Skloff, Aaron","displayName":"Skloff, Aaron","slug":"skloff-aaron-139475","website":"https://skloff.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/skloff-financial-group","xUrl":"https://twitter.com/aaronskloff","founded":null,"organization":"Florida sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"21 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":256757.0608108108,"staff":{"employees":1,"advisory":1,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":114000135,"discretionary":114000135,"discretionaryAccounts":634,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":416,"regulatoryAum":53880815},{"label":"High-net-worth individuals","clients":28,"regulatoryAum":60119320}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.5,"from":0},{"to":2000000,"pct":1.25,"from":1000000},{"to":3000000,"pct":1,"from":2000000},{"to":4000000,"pct":0.75,"from":3000000},{"to":null,"pct":0.5,"from":4000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000455","versionId":1000455,"ratePeriod":"annual","fee_billing":"both","submittedOn":"2026-01-07","documentName":"ADV2A SEC","fee_rate_low":0.5,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial planning is billed at $400 per hour, 50% in advance with the balance due on plan delivery.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000455","versionId":1000455,"submittedOn":"2026-01-07","documentName":"ADV2A SEC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:24:28.86567+00:00","documents":[{"name":"ADV2A SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000455","versionId":1000455,"submittedOn":"2026-01-07"}]},"custodians":[{"name":"Fidelity","shortName":"Fidelity","location":"Boston, MA","smaAssets":112410913}],"custodyNote":"Skloff, Aaron does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Aaron Skloff","title":"Chief Executive Officer/Chief Compliance Officer","crd":"2246558"}],"ownership":[{"label":"Aaron Skloff","detail":"Chief executive officer/chief compliance officer in the 75% or more ownership band and a control person, since January 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"908-464-3060","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"11 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/139475/PDF/139475.pdf","brochureDate":"7 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1000455","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Skloff, Aaron have?","answer":"Skloff, Aaron has 444 clients and manages $114 million for them, as of August 2026. They include 416 individual clients and 28 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Skloff, Aaron offer?","answer":"Skloff, Aaron provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Skloff, Aaron charge?","answer":"Skloff, Aaron charges 0.50%–1.50% a year for its Asset Management. Each asset band is charged at its own rate. The fee is billed in advance or in arrears and is negotiable.","source":"ADV2A SEC, filed 7 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Skloff, Aaron use?","answer":"Skloff, Aaron’s separately managed account assets are held at Fidelity (Boston, MA), with $112M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Skloff, Aaron have?","answer":"Skloff, Aaron has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Skloff, Aaron invest in?","answer":"At the end of its last fiscal year, Skloff, Aaron’s separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 4% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Skloff, Aaron?","answer":"Skloff, Aaron’s direct owner is Aaron Skloff (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Skloff, Aaron get paid?","answer":"Skloff, Aaron is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Skloff, Aaron?","answer":"Its phone number is 908-464-3060. Its website is skloff.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}