{"url":"https://nivawealth.com/firms/sjhl-financial-services-285946","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/285946","regulatoryAum":174548564,"crd":"285946","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7222773","suffix":null,"lastName":"Albrecht","firstName":"John","middleName":"Eran"},{"crd":"7737257","suffix":null,"lastName":"Anderson","firstName":"Darren","middleName":"Wade"},{"crd":"6330947","suffix":null,"lastName":"BUCHMAN","firstName":"CHET","middleName":"LEE"},{"crd":"8341928","suffix":null,"lastName":"Deutsch","firstName":"Matthew","middleName":"Phillip"},{"crd":"7644954","suffix":null,"lastName":"Grilliot","firstName":"Adam","middleName":"Leroy"},{"crd":"7681163","suffix":null,"lastName":"Kaufman","firstName":"Justin","middleName":"Dale"},{"crd":"7723414","suffix":null,"lastName":"Kindley","firstName":"Matthew","middleName":"Robert"},{"crd":"5793581","suffix":null,"lastName":"KLIEWER","firstName":"TIMOTHY","middleName":"DEAN"},{"crd":"6998709","suffix":null,"lastName":"Nagel","firstName":"Roger","middleName":"Clifton"},{"crd":"7795895","suffix":null,"lastName":"Rothrock","firstName":"Jaymie","middleName":"Arlene"},{"crd":"8145637","suffix":null,"lastName":"Strathman","firstName":"Christopher","middleName":"Michael"},{"crd":"7833195","suffix":null,"lastName":"Wilson","firstName":"Stacie","middleName":"Ann"}],"total":12,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-29","regulatoryAum":115898414,"clients":340,"employees":3,"offices":4},{"filedOn":"2023-05-11","regulatoryAum":119211051,"clients":341,"employees":6,"offices":5},{"filedOn":"2024-03-25","regulatoryAum":126101847,"clients":319,"employees":10,"offices":7},{"filedOn":"2025-07-10","regulatoryAum":138651427,"clients":345,"employees":10,"offices":6},{"filedOn":"2026-09-22","regulatoryAum":174548564,"clients":385,"employees":13,"offices":7}],"secFileNumber":"801-126251","legalName":"SJHL Financial Services, LLC","displayName":"SJHL Financial Services","slug":"sjhl-financial-services-285946","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"xUrl":"https://twitter.com/sjhl-ks","founded":null,"organization":"Kansas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"123 South Main St.","city":"McPherson","state":"KS","stateName":"Kansas","country":"United States","postalCode":"67460"},"tradeNames":[],"registration":{"secApproved":"29 July 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":454183.375,"staff":{"employees":13,"advisory":5,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":174548564,"discretionary":174548564,"discretionaryAccounts":948,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":336,"regulatoryAum":75383411},{"label":"High-net-worth individuals","clients":48,"regulatoryAum":99023005},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":142148}],"feePrograms":[{"role":"main","program":"Investment Management and Retirement Plan Consulting Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060144","versionId":1060144,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-10-05","documentName":"SJHL FINANCIAL ADV PART 2A & 2B V.10.05.26","fee_rate_low":0.5,"fee_rate_high":1.45,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Limited-Scope, Project-Based Financial Planning","summary":"Limited-scope, project-based financial planning is a flat fee set by the scope and complexity of the engagement; extra work is billed at an hourly rate agreed in the original agreement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060144","versionId":1060144,"submittedOn":"2026-10-05","documentName":"SJHL FINANCIAL ADV PART 2A & 2B V.10.05.26"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:38:37.489341+00:00","documents":[{"name":"SJHL FINANCIAL ADV PART 2A & 2B V.10.05.26","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060144","versionId":1060144,"submittedOn":"2026-10-05"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":174548564}],"custodyNote":"SJHL Financial Services has custody of $103M in client assets for 218 clients.","otherCustodians":[],"leadership":[{"name":"Timothy Kliewer","title":"Chief Compliance Officer","crd":"5793581"},{"name":"Darren Anderson","title":"Member","crd":"7737257"},{"name":"Chet Buchman","title":"Managing Member","crd":"6330947"},{"name":"Deborah Coan","title":"Member","crd":"8064988"},{"name":"Adam Grilliot","title":"Member","crd":"7644954"},{"name":"Justin Kaufman","title":"Member","crd":"7681163"},{"name":"Jaymie Rothrock","title":"Member","crd":"7795895"},{"name":"Stacie Wilson","title":"Member","crd":"7833195"}],"ownership":[{"label":"Chet Buchman","detail":"Managing member in the 25% to 50% ownership band and a control person, since December 2012."},{"label":"Stacie Wilson","detail":"Member in the 10% to 25% ownership band, since January 2025."},{"label":"Darren Anderson","detail":"Member in the 10% to 25% ownership band, since January 2025."},{"label":"Adam Grilliot","detail":"Member in the 5% to 10% ownership band, since January 2025."},{"label":"Jaymie Rothrock","detail":"Member in the 5% to 10% ownership band, since January 2025."},{"label":"Justin Kaufman","detail":"Member in the 5% to 10% ownership band, since January 2025."},{"label":"Deborah Coan","detail":"Member in the 5% to 10% ownership band, since January 2025."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":6,"privateResidences":0},"listedOfficeAddresses":7,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":6,"addresses":[{"street":"123 South Main St.","city":"McPherson","headquarters":true},{"street":"4301 SW Huntoon Street","city":"Topeka"},{"street":"200 N. Main St","city":"Hutchinson"},{"street":"220 West Douglas","city":"Wichita"},{"street":"1700 E. Iron Ave","city":"Salina"},{"street":"2627 KFB Plaza","city":"Manhattan"}]},{"state":"New Mexico","offices":1,"addresses":[{"street":"2240 Grande BLVD Se","city":"Rio Rancho"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"620-241-1826","stateRegisteredReps":13,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":92},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"22 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/285946/PDF/285946.pdf","brochureDate":"5 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060144","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SJHL Financial Services have?","answer":"SJHL Financial Services has 385 clients and manages $175 million for them, as of September 2026. They include 336 individual clients, 48 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SJHL Financial Services offer?","answer":"SJHL Financial Services provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does SJHL Financial Services charge?","answer":"SJHL Financial Services charges 0.50%–1.45% a year for its Investment Management and Retirement Plan Consulting Fees. The fee is billed in advance.","source":"SJHL FINANCIAL ADV PART 2A & 2B V.10.05.26, filed 5 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does SJHL Financial Services use?","answer":"SJHL Financial Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $175M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SJHL Financial Services have?","answer":"SJHL Financial Services has 13 investment adviser representatives registered with state securities authorities, out of 13 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SJHL Financial Services invest in?","answer":"At the end of its last fiscal year, SJHL Financial Services’ separately managed accounts held 92% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SJHL Financial Services?","answer":"SJHL Financial Services’ direct owners are Chet Buchman, Stacie Wilson, Darren Anderson, Adam Grilliot, Jaymie Rothrock, Justin Kaufman and Deborah Coan, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 22 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SJHL Financial Services get paid?","answer":"SJHL Financial Services is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SJHL Financial Services?","answer":"SJHL Financial Services’ main office is at 123 South Main St., McPherson, KS 67460. Its phone number is 620-241-1826.","source":"Form ADV Part 1A, Item 1.F, filed 22 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}