{"url":"https://nivawealth.com/firms/silverpeak-wealth-advisors-170732","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170732","regulatoryAum":177373121,"crd":"170732","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2369688","suffix":"III","lastName":"NICHOLSON","firstName":"HENRY","middleName":"MELVILLE"},{"crd":"6239911","suffix":null,"lastName":"ROEBER","firstName":"KIRSTEN","middleName":"ELIZABETH"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-18","regulatoryAum":113980983,"clients":131,"employees":4,"offices":1},{"filedOn":"2022-04-18","regulatoryAum":151284136,"clients":137,"employees":3,"offices":1},{"filedOn":"2023-02-17","regulatoryAum":136217163,"clients":140,"employees":4,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":150756887,"clients":144,"employees":4,"offices":1},{"filedOn":"2025-04-30","regulatoryAum":163515814,"clients":144,"employees":4,"offices":1},{"filedOn":"2026-02-25","regulatoryAum":177373121,"clients":133,"employees":3,"offices":1}],"secFileNumber":"801-118225","legalName":"Silverpeak Wealth Advisors, LLC","displayName":"SilverPeak Wealth Advisors","slug":"silverpeak-wealth-advisors-170732","website":"https://silverpeakwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/silverpeak-wealth","founded":null,"organization":"Colorado limited liability company","fiscalYearEnd":"December","headquarters":{"street":"Offices at the Highland City Club, 885 Arapahoe Ave","city":"Boulder","state":"CO","stateName":"Colorado","country":"United States","postalCode":"80302"},"tradeNames":[],"registration":{"secApproved":"16 March 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1333632.4887218045,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":177373121,"discretionary":177373121,"discretionaryAccounts":426,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":77,"regulatoryAum":20384541},{"label":"High-net-worth individuals","clients":56,"regulatoryAum":156988580}],"feePrograms":[{"role":"main","program":"Asset-Based Fees for Portfolio Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012027","versionId":1012027,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-25","documentName":"ADV PART 2A/B -  SILVERPEAK WEALTH ADVISORS","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":1000000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:55:46.869039+00:00","documents":[{"name":"ADV PART 2A/B -  SILVERPEAK WEALTH ADVISORS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012027","versionId":1012027,"submittedOn":"2026-02-25"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":177373121}],"custodyNote":"SilverPeak Wealth Advisors has custody of $30.7M in client assets for 35 clients.","otherCustodians":[],"leadership":[{"name":"Henry Nicholson","title":"Co-President","crd":"2369688"},{"name":"Kirsten Roeber","title":"Co-President, Portfolio Manager & Chief Compliance Officer","crd":"6239911"}],"ownership":[{"label":"Henry Nicholson","detail":"Co-president in the 50% to 75% ownership band and a control person, since September 2018."},{"label":"Kirsten Roeber","detail":"Co-president, portfolio manager & chief compliance officer in the 50% to 75% ownership band and a control person, since September 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"Offices at the Highland City Club, 885 Arapahoe Ave","city":"Boulder","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"720-465-5055","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":9},{"label":"Non-exchange-traded equity securities","percent":18},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":63},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"25 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170732/PDF/170732.pdf","brochureDate":"25 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012027","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SilverPeak Wealth Advisors have?","answer":"SilverPeak Wealth Advisors has 133 clients and manages $177 million for them, as of February 2026. They include 77 individual clients and 56 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SilverPeak Wealth Advisors offer?","answer":"SilverPeak Wealth Advisors provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does SilverPeak Wealth Advisors charge?","answer":"SilverPeak Wealth Advisors charges 0.50%–1.00% a year for its Asset-Based Fees for Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $1,000,000.","source":"ADV PART 2A/B -  SILVERPEAK WEALTH ADVISORS, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does SilverPeak Wealth Advisors use?","answer":"SilverPeak Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $177M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SilverPeak Wealth Advisors have?","answer":"SilverPeak Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SilverPeak Wealth Advisors invest in?","answer":"At the end of its last fiscal year, SilverPeak Wealth Advisors’ separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 18% non-exchange-traded equities, 9% exchange-traded equities, 4% state and local bonds, 4% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does SilverPeak Wealth Advisors have a minimum investment?","answer":"Yes, SilverPeak Wealth Advisors’ minimum account size for its Asset-Based Fees for Portfolio Management is $1M.","source":"ADV PART 2A/B -  SILVERPEAK WEALTH ADVISORS, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns SilverPeak Wealth Advisors?","answer":"SilverPeak Wealth Advisors’ direct owners are Henry Nicholson (50% to 75%) and Kirsten Roeber (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SilverPeak Wealth Advisors get paid?","answer":"SilverPeak Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SilverPeak Wealth Advisors?","answer":"SilverPeak Wealth Advisors’ main office is at Offices at the Highland City Club, 885 Arapahoe Ave, Boulder, CO 80302. Its phone number is 720-465-5055. Its website is silverpeakwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}