{"url":"https://nivawealth.com/firms/silverback-asset-management-141407","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/141407","regulatoryAum":1192470794,"crd":"141407","history":[{"filedOn":"2021-04-07","regulatoryAum":1170895274,"clients":9,"employees":12,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":1042219285,"clients":9,"employees":13,"offices":1},{"filedOn":"2023-05-04","regulatoryAum":846247220,"clients":9,"employees":13,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":957254833,"clients":8,"employees":14,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":1043032522,"clients":8,"employees":13,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":1192470794,"clients":8,"employees":12,"offices":1}],"secFileNumber":"801-67159","legalName":"Silverback Asset Management, LLC","displayName":"Silverback Asset Management","slug":"silverback-asset-management-141407","website":"https://silverbackasset.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/141407/cd64efc0328e2882-r1.webp","tone":"dark","width":775,"height":200,"sourceUrl":"https://silverbackasset.com/","sourceLabel":"Silverback Asset Management, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"555 S. 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They include 6 pooled investment vehicles and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Silverback Asset Management offer?","answer":"Silverback Asset Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Silverback Asset Management use?","answer":"Silverback Asset Management’s separately managed account assets are held at J.P. Morgan Securities LLC (New York, NY), with $390M and Wells Fargo Prime Services, LLC (San Francisco, CA), with $388M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Silverback Asset Management have?","answer":"Silverback Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 12 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Silverback Asset Management invest in?","answer":"At the end of its last fiscal year, Silverback Asset Management’s separately managed accounts held 72% high-yield corporate bonds, 14% investment grade corporate bonds, 6% cash and equivalents, 4% exchange-traded equities, 2% other, 1% non-exchange-traded equities and 1% derivatives. The 2% other category is described as: Syndicated Credit Facility. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Silverback Asset Management?","answer":"Silverback Asset Management is owned through a holding company by Robert Barron. Its direct owner is Silverback Purchaser LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Silverback Asset Management get paid?","answer":"Silverback Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Silverback Asset Management?","answer":"Silverback Asset Management’s main office is at 555 S. Mangum Street, Suite 910, Durham, NC 27701. Its phone number is 919-969-9300. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}