{"url":"https://nivawealth.com/firms/sila-financial-298406","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298406","regulatoryAum":124332994,"crd":"298406","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7967516","suffix":null,"lastName":"Schliiter","firstName":"Henry","middleName":"Joseph"},{"crd":"2031208","suffix":null,"lastName":"SCHLIITER","firstName":"TODD","middleName":"WILLIAM"},{"crd":"413688","suffix":null,"lastName":"SCHLIITER","firstName":"WARREN","middleName":"WILLIAM"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-03-20","regulatoryAum":113762252,"clients":101,"employees":2,"offices":2},{"filedOn":"2026-02-03","regulatoryAum":124332994,"clients":100,"employees":2,"offices":2}],"secFileNumber":"801-132206","legalName":"Sila Financial, LLC","displayName":"Sila Financial","slug":"sila-financial-298406","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"18 March 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1238675.47,"staff":{"employees":2,"advisory":1,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":124332994,"discretionary":124332994,"discretionaryAccounts":303,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":51,"regulatoryAum":23810890},{"label":"High-net-worth individuals","clients":49,"regulatoryAum":100056657},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":465435},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":12}],"feePrograms":[{"role":"main","program":"Advisory fee schedule","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1,"from":0},{"to":3000000,"pct":0.5,"from":1000000},{"to":null,"pct":0.25,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006033","versionId":1006033,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-03","documentName":"SILA FINANCIAL, LLC ADV PART 2A FEBRUARY 2026","fee_rate_low":0.25,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:08:57.889038+00:00","documents":[{"name":"SILA FINANCIAL, LLC ADV PART 2A FEBRUARY 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006033","versionId":1006033,"submittedOn":"2026-02-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":121760366}],"custodyNote":"Sila Financial has custody of $2.39M in client assets for 101 clients.","leadership":[{"name":"Todd Schliiter","title":"President and CCO","crd":"2031208"}],"ownership":[{"label":"Todd Schliiter","detail":"President and cco in the 75% or more ownership band and a control person, since July 2018."}],"filedOffices":{"otherThanPrincipal":1,"privateResidences":1},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"425-605-9533","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":2},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":78},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"3 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298406/PDF/298406.pdf","brochureDate":"3 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006033","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sila Financial have?","answer":"Sila Financial has 100 clients and manages $124 million for them, as of February 2026. They include 51 individual clients and 49 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sila Financial offer?","answer":"Sila Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sila Financial charge?","answer":"Sila Financial charges 0.25%–1.00% a year for its Advisory fee schedule. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"SILA FINANCIAL, LLC ADV PART 2A FEBRUARY 2026, filed 3 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sila Financial use?","answer":"Sila Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $122M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sila Financial have?","answer":"Sila Financial has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sila Financial invest in?","answer":"At the end of its last fiscal year, Sila Financial’s separately managed accounts held 78% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 7% cash and equivalents, 2% investment grade corporate bonds, 1% U.S. government and agency bonds, 1% state and local bonds and 1% high-yield corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sila Financial?","answer":"Sila Financial’s direct owner is Todd Schliiter (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sila Financial get paid?","answer":"Sila Financial is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Sila Financial registered with the SEC?","answer":"Yes, Sila Financial has been registered with the SEC as an investment adviser since 18 March 2025. Its CRD number is 298406 and its SEC file number is 801-132206.","source":"Form ADV Part 1A, Item 1, filed 3 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Sila Financial?","answer":"Its phone number is 425-605-9533.","source":"Form ADV Part 1A, Item 1.F, filed 3 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}