{"url":"https://nivawealth.com/firms/sikich-capital-management-142640","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142640","regulatoryAum":1180311267,"crd":"142640","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1890204","suffix":null,"lastName":"CONNELL","firstName":"JOSEPH","middleName":"DEAN"},{"crd":"5940711","suffix":null,"lastName":"CULP","firstName":"LAURA","middleName":"BAILEY"},{"crd":"3106563","suffix":null,"lastName":"GILBERT","firstName":"MARK","middleName":"J"},{"crd":"1860879","suffix":null,"lastName":"GOLLA","firstName":"JEAN","middleName":"ANNE"},{"crd":"5810058","suffix":null,"lastName":"HAMBURGER","firstName":"DANIEL","middleName":"JOSHUA"},{"crd":"721787","suffix":null,"lastName":"JOHNSON","firstName":"VALERIE","middleName":"ANN"},{"crd":"5741030","suffix":null,"lastName":"KAESEBIER","firstName":"WADE","middleName":"Allen"},{"crd":"1478536","suffix":null,"lastName":"MARKS","firstName":"MARIE","middleName":"SCHULZ"},{"crd":"5940706","suffix":null,"lastName":"MATHEY","firstName":"DOUGLAS","middleName":"HOWARD"},{"crd":"7452482","suffix":null,"lastName":"McAndrew","firstName":"Connor","middleName":null},{"crd":"7092197","suffix":null,"lastName":"Merton","firstName":"Jacob","middleName":"S"},{"crd":"4837966","suffix":null,"lastName":"PAONI","firstName":"ROBERT","middleName":"ANDREW"},{"crd":"4598840","suffix":null,"lastName":"Radach","firstName":"Gretchen","middleName":"P"},{"crd":"4841325","suffix":null,"lastName":"Ring","firstName":"THAO","middleName":"LAN 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billed hourly at $125 to $500 per hour, or as a fixed fee generally from $1,500 to $20,000; typically no extra fee with investment management.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028402","versionId":1028402,"submittedOn":"2026-03-27","documentName":"SIKICH FINANCIAL ADV PART 2A 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T06:39:14.140769+00:00","documents":[{"name":"SIKICH FINANCIAL ADV PART 2A 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1028402","versionId":1028402,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"National Financial Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":83622229}],"custodyNote":"Sikich Capital Management does not have custody of client assets.","leadership":[{"name":"Robert Paoni","title":"Chief Executive 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They include 919 individual clients, 205 high-net-worth individuals and 26 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sikich Capital Management offer?","answer":"Sikich Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, educational seminars, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Sikich Capital Management use?","answer":"Sikich Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $83.6M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sikich Capital Management have?","answer":"Sikich Capital Management has 18 investment adviser representatives registered with state securities authorities, out of 22 employees, and 18 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sikich Capital Management invest in?","answer":"At the end of its last fiscal year, Sikich Capital Management’s separately managed accounts held 51% exchange-traded equities, 23% state and local bonds, 11% registered funds (mutual funds, ETFs, BDCs), 7% investment grade corporate bonds, 5% U.S. government and agency bonds and 3% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sikich Capital Management?","answer":"Sikich Capital Management’s direct owner is Sikich LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sikich Capital Management get paid?","answer":"Sikich Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Sikich Capital Management registered with the SEC?","answer":"Yes, Sikich Capital Management has been registered with the SEC as an investment adviser since 24 March 2017. Its CRD number is 142640 and its SEC file number is 801-110142.","source":"Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Sikich Capital Management?","answer":"Sikich Capital Management’s main office is at 3051 Hollis Drive, 3rd Floor, Springfield, IL 62704. Its phone number is 217-862-1843. Its website is sikich.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}