{"url":"https://nivawealth.com/firms/siguler-guff-advisers-106788","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/106788","regulatoryAum":18255440803,"crd":"106788","secFileNumber":"801-49482","legalName":"Siguler Guff Advisers LLC","displayName":"Siguler Guff Advisers","website":"http://www.sigulerguff.com","linkedinUrl":"https://www.linkedin.com/company/siguler-guff-&-company/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"200 Park Avenue, 14th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10166"},"tradeNames":[],"registration":{"secApproved":"6 July 1995","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":130,"advisory":71,"brokerDealerReps":16,"insuranceAgents":0,"promoters":10},"aum":{"discretionary":17004807582,"discretionaryAccounts":137,"nonDiscretionary":1250633221,"nonDiscretionaryAccounts":9,"wrapProgram":null,"nonUsClientsPct":16,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":110,"regulatoryAum":12379345171},{"label":"Pension and profit-sharing plans","clients":27,"regulatoryAum":5435555900},{"label":"Charitable organizations","clients":3,"regulatoryAum":13110592},{"label":"Corporations and other businesses","clients":6,"regulatoryAum":427429140}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Citibank, N.A.","shortName":"Citibank, N.A.","location":"New York, NY","smaAssets":4147934908}],"custodyNote":"Siguler Guff Advisers has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kenneth Burns","title":"Co-Managing Partner and Chief Operating Officer; Partner of Holding Company and Its General Partner","crd":"1637365"},{"name":"Marcelo Phillips","title":"Managing Director, Chief Compliance Officer","crd":"5634707"},{"name":"Andrew Guff","title":"Co-Managing Partner and Chief Investment Officer; Partner of Holding Company and Its General Partner","crd":"4420006"},{"name":"George Siguler","title":"Executive Chairman; Partner of Holding Company and Its General Partner","crd":"1921438"}],"ownership":[{"label":"Siguler Guff & Company, LP","detail":"Owner in the 75% or more ownership band and a control person, since December 1995."},{"label":"George Siguler","detail":"Indirect owner: a voting interest member of Siguler Guff Holdings GP, LLC in the 25% to 50% band and a control person, since October 2009. Also a partner of Siguler Guff & Company, LP in the 25% to 50% band and a control person, since October 2009.","parent":"Siguler Guff Holdings GP, LLC"},{"label":"Andrew Guff","detail":"Indirect owner: a voting interest holder of Siguler Guff Holdings GP, LLC in the 25% to 50% band and a control person, since October 2009. Also a partner of Siguler Guff & Company, LP in the 25% to 50% band and a control person, since October 2009.","parent":"Siguler Guff Holdings GP, LLC"},{"label":"Kenneth Burns","detail":"Indirect owner: voting interest holder of Siguler Guff Holdings GP, LLC and a control person, since October 2009. Also partner of Siguler Guff & Company, LP and a control person, since October 2009.","parent":"Siguler Guff Holdings GP, LLC"},{"label":"Siguler Guff Holdings GP, LLC","detail":"Indirect owner: general partner of Siguler Guff & Company, LP and a control person, since October 2009.","parent":"Siguler Guff & Company, LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":13,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"151 Sawgrass Corners Drive","city":"Ponte Vedra Beach"},{"street":"222 Lakeview Avenue","city":"West Palm Beach"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"40 Rowes Wharf","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"200 Park Avenue, 14th Floor","city":"New York","headquarters":true}]},{"state":"Texas","offices":1,"addresses":[{"street":"2245 Texas Drive","city":"Sugar Land"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-332-5100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Non-exchange-traded equity securities","percent":44},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":49},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":4,"detail":"Other Investments Include Debt/Subordinated Notes."}],"privateFunds":139},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/106788/PDF/106788.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Siguler Guff Advisers have?","answer":"Siguler Guff Advisers has 146 clients and manages $18.3 billion for them, as of March 2026. They include 110 pooled investment vehicles, 27 pension and profit-sharing plans and 6 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Siguler Guff Advisers offer?","answer":"Siguler Guff Advisers provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Siguler Guff Advisers use?","answer":"Siguler Guff Advisers’ separately managed account assets are held at Citibank, N.A. (New York, NY), with $4,147,934,908. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Siguler Guff Advisers have?","answer":"Siguler Guff Advisers has 0 investment adviser representatives registered with state securities authorities, out of 130 employees, and 71 perform investment advisory functions. 16 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Siguler Guff Advisers invest in?","answer":"At the end of its last fiscal year, Siguler Guff Advisers’ separately managed accounts held 49% pooled vehicles (private funds and similar), 44% non-exchange-traded equities, 4% other investments include debt/subordinated notes., 2% exchange-traded equities and 1% cash and equivalents. It advises 139 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Siguler Guff Advisers?","answer":"Siguler Guff Advisers is owned through a chain of holding companies by George Siguler and Andrew Guff. Its direct owner is Siguler Guff & Company, LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Siguler Guff Advisers get paid?","answer":"Siguler Guff Advisers is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}