{"url":"https://nivawealth.com/firms/signal-ridge-capital-partners-167576","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/167576","regulatoryAum":113558122,"crd":"167576","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4925754","suffix":"JR","lastName":"SMITKA","firstName":"JOHN","middleName":"FRANCIS"},{"crd":"6072339","suffix":null,"lastName":"STREET","firstName":"JOSHUA","middleName":"MITCHELL"},{"crd":"4125892","suffix":null,"lastName":"WEBSTER","firstName":"SAMUEL","middleName":"DOUGLAS"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-134889","legalName":"Signal Ridge Capital Partners, LLC","displayName":"Signal Ridge Capital 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Partner","crd":"4125892"}],"ownership":[{"label":"Samuel Webster","detail":"Managing partner in the 50% to 75% ownership band and a control person, since March 2013."},{"label":"Joshua Street","detail":"Partner in the 10% to 25% ownership band and a control person, since January 2020."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"434 Old Connecticut Path, Suite 3a","city":"Framingham","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-607-3222","stateRegisteredReps":3,"otherAdviserReps":1,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":64},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/167576/PDF/167576.pdf","brochureDate":"1 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056614","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Signal Ridge Capital Partners have?","answer":"Signal Ridge Capital Partners has 95 clients and manages $114 million for them, as of September 2026. They include 56 individual clients, 38 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Signal Ridge Capital Partners offer?","answer":"Signal Ridge Capital Partners provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Signal Ridge Capital Partners charge?","answer":"Signal Ridge Capital Partners charges 0.70%–1.00% a year for its Investment Management Fee. Each asset band is charged at its own rate. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $1,000,000.","source":"SRCP ADV PART 2A BROCHURE, filed 1 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Signal Ridge Capital Partners use?","answer":"Signal Ridge Capital Partners’ separately managed account assets are held at Pershing Advisor Solutions LLC (Jersey City, NJ), with $91.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Signal Ridge Capital Partners have?","answer":"Signal Ridge Capital Partners has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Signal Ridge Capital Partners invest in?","answer":"At the end of its last fiscal year, Signal Ridge Capital Partners’ separately managed accounts held 64% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 7% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Signal Ridge Capital Partners have a minimum investment?","answer":"Yes, Signal Ridge Capital Partners’ minimum account size for its Investment Management Fee is $1M.","source":"SRCP ADV PART 2A BROCHURE, filed 1 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Signal Ridge Capital Partners?","answer":"Signal Ridge Capital Partners’ direct owners are Samuel Webster (50% to 75%) and Joshua Street (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Signal Ridge Capital Partners get paid?","answer":"Signal Ridge Capital Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Signal Ridge Capital Partners registered with the SEC?","answer":"Yes, Signal Ridge Capital Partners has been registered with the SEC as an investment adviser since 4 December 2025. Its CRD number is 167576 and its SEC file number is 801-134889.","source":"Form ADV Part 1A, Item 1, filed 1 September 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Signal Ridge Capital Partners?","answer":"Signal Ridge Capital Partners’ main office is at 434 Old Connecticut Path, Suite 3a, Framingham, MA 01701. Its phone number is 617-607-3222. Its website is signalridgecp.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}