{"url":"https://nivawealth.com/firms/shotwell-rutter-baer-122789","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/122789","regulatoryAum":183887687,"crd":"122789","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5062316","suffix":null,"lastName":"NAUTA","firstName":"NICHOLAS","middleName":"FRANK"},{"crd":"6689413","suffix":"Mr.","lastName":"Rutter","firstName":"Jeffrey","middleName":"Alan"},{"crd":"7645545","suffix":null,"lastName":"Sajor","firstName":"Ashley","middleName":"Marie"},{"crd":"4244566","suffix":null,"lastName":"SHOTWELL","firstName":"DAVID","middleName":"WITT"},{"crd":"7711681","suffix":null,"lastName":"WILLIAMS","firstName":"COLE","middleName":"Matthew"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-16","regulatoryAum":115529819,"clients":306,"employees":4,"offices":2},{"filedOn":"2022-02-28","regulatoryAum":137387530,"clients":208,"employees":4,"offices":2},{"filedOn":"2023-04-17","regulatoryAum":127351542,"clients":349,"employees":5,"offices":2},{"filedOn":"2024-03-14","regulatoryAum":144915467,"clients":401,"employees":6,"offices":2},{"filedOn":"2025-02-18","regulatoryAum":167148208,"clients":438,"employees":7,"offices":2},{"filedOn":"2026-01-29","regulatoryAum":183887687,"clients":282,"employees":7,"offices":1}],"secFileNumber":"801-120091","legalName":"Shotwell 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They include 220 individual clients and 62 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Shotwell Rutter Baer offer?","answer":"Shotwell Rutter Baer provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Shotwell Rutter Baer use?","answer":"Shotwell Rutter Baer’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $179M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Shotwell Rutter Baer have?","answer":"Shotwell Rutter Baer has 5 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Shotwell Rutter Baer invest in?","answer":"At the end of its last fiscal year, Shotwell Rutter Baer’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Shotwell Rutter Baer?","answer":"Shotwell Rutter Baer’s direct owner is David Shotwell (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Shotwell Rutter Baer get paid?","answer":"Shotwell Rutter Baer is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Shotwell Rutter Baer?","answer":"Shotwell Rutter Baer’s main office is at 6350 West Michigan Avenue, Suite 200, Lansing, MI 48917. Its phone number is 517-321-4832. Its website is srbadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/shotwell-rutter-baer-122789/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-21","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2008310/000175496026000573/0001754960-26-000573-index.html","totalValue":182143395,"positionCount":38,"top10Share":0.7588456776047245,"top10":[{"issuer":"VANGUARD INDEX FDS","titleOfClass":"TOTAL STK MKT","cusip":"922908769","value":27700175,"shares":74857,"shareType":"SH","priorValue":24293205,"priorShares":75725},{"issuer":"AMERICAN CENTY ETF TR","titleOfClass":"US LARGE CAP VLU","cusip":"025072349","value":19200386,"shares":210507,"shareType":"SH","priorValue":17458706,"priorShares":216582},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"INTL COR FIX 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}