{"url":"https://nivawealth.com/firms/shikhara-investment-management-329963","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/329963","regulatoryAum":226929323,"crd":"329963","history":[{"filedOn":"2024-07-08","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-07-31","regulatoryAum":226929323,"clients":3,"employees":4,"offices":1}],"secFileNumber":"801-136497","legalName":"Shikhara Investment Management LP","displayName":"Shikhara Investment Management","slug":"shikhara-investment-management-329963","website":"https://shikhara.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/329963/802780a9ebd69002-r1.webp","tone":"light","width":931,"height":200,"sourceUrl":"https://shikhara.com/","sourceLabel":"Shikhara Investment Management LP, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/shikhara-investments/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"45 Rockefeller Plaza, Suite 2168","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10111"},"tradeNames":[],"registration":{"secApproved":"12 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":226929323,"discretionary":226929323,"discretionaryAccounts":4,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":99,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":10329323},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":216600000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"BNP Paribas S.a.","shortName":"BNP Paribas S.a.","location":"Sydney","smaAssets":216600000}],"custodyNote":"Shikhara Investment Management has custody of $10.3M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Se Han Song","title":"Chief Compliance Officer/ Chief Operating Officer/ Director","crd":"7525360"},{"name":"Rahul Chadha","title":"Founder, Chief Investment Officer","crd":"7890651"}],"ownership":[{"label":"Rahul Chadha","detail":"Founder, chief investment officer in the 75% or more ownership band and a control person, since February 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"45 Rockefeller Plaza, Suite 2168","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-809-5433","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Cash and cash equivalents","percent":100}],"privateFunds":1},"sources":{"adv1FilingDate":"31 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/329963/PDF/329963.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Shikhara Investment Management have?","answer":"Shikhara Investment Management has 3 clients and manages $227 million for them, as of July 2026. They include 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Shikhara Investment Management offer?","answer":"Shikhara Investment Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Shikhara Investment Management use?","answer":"Shikhara Investment Management’s separately managed account assets are held at BNP Paribas S.a. (Sydney), with $217M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Shikhara Investment Management have?","answer":"Shikhara Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Shikhara Investment Management invest in?","answer":"At the end of its last fiscal year, Shikhara Investment Management’s separately managed accounts held 100% cash and equivalents. It advises 1 private fund.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Shikhara Investment Management?","answer":"Shikhara Investment Management’s direct owner is Rahul Chadha (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Shikhara Investment Management get paid?","answer":"Shikhara Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Shikhara Investment Management?","answer":"Shikhara Investment Management’s main office is at 45 Rockefeller Plaza, Suite 2168, New York, NY 10111. Its phone number is 646-809-5433. Its website is shikhara.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}