{"url":"https://nivawealth.com/firms/sherwood-financial-partners-301329","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/301329","regulatoryAum":293848203,"crd":"301329","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6330580","suffix":null,"lastName":"BOUNDY","firstName":"HANNAH","middleName":"ELIZABETH OAKS"},{"crd":"7390024","suffix":null,"lastName":"Darby","firstName":"Yvonne","middleName":"Anh Tu"},{"crd":"5853796","suffix":null,"lastName":"DAVIS","firstName":"MATTHEW","middleName":"GLENN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-06-30","regulatoryAum":126845675,"clients":64,"employees":5,"offices":3},{"filedOn":"2023-02-27","regulatoryAum":113357373,"clients":70,"employees":5,"offices":3},{"filedOn":"2024-04-26","regulatoryAum":291577855,"clients":72,"employees":8,"offices":3},{"filedOn":"2025-03-24","regulatoryAum":258056925,"clients":83,"employees":8,"offices":2},{"filedOn":"2026-04-30","regulatoryAum":293848203,"clients":88,"employees":6,"offices":3}],"secFileNumber":"801-123155","legalName":"Sherwood Financial Partners, LLC","displayName":"Sherwood Financial Partners","slug":"sherwood-financial-partners-301329","website":"https://sherwoodfp.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/301329/9cf1745e62b4c578-r1.webp","tone":"light","width":1168,"height":200,"sourceUrl":"https://www.sherwoodfp.com/","sourceLabel":"Sherwood Financial Partners, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/40707771","founded":"2019","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2475 Townsgate Road, Suite 210","city":"Westlake Village","state":"CA","stateName":"California","country":"United States","postalCode":"91361"},"tradeNames":[],"registration":{"secApproved":"9 February 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2947431.528735632,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":293848203,"discretionary":293784299,"discretionaryAccounts":203,"nonDiscretionary":63904,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":15},"clientTypes":[{"label":"Individuals (other than HNW)","clients":48,"regulatoryAum":20237019},{"label":"High-net-worth individuals","clients":39,"regulatoryAum":236189524},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":37421660}],"feePrograms":[{"role":"other","program":"Basic Tax Preparation","summary":"Basic tax preparation is billed at an hourly fee of $500, invoiced in arrears.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043387","versionId":1043387,"submittedOn":"2026-04-30","documentName":"DISCLOSURE BROCHURE FOR SHERWOOD FINANCIAL PARTNERS, LLC"},{"role":"other","program":"Financial Planning","summary":"Financial planning is billed at an hourly fee of $500.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043387","versionId":1043387,"submittedOn":"2026-04-30","documentName":"DISCLOSURE BROCHURE FOR SHERWOOD FINANCIAL PARTNERS, LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:36:55.117335+00:00","documents":[{"name":"DISCLOSURE BROCHURE FOR SHERWOOD FINANCIAL PARTNERS, LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043387","versionId":1043387,"submittedOn":"2026-04-30"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Fransisco, CA","smaAssets":293848203}],"custodyNote":"Sherwood Financial Partners has custody of $228M in client assets for 52 clients.","leadership":[{"name":"Matthew Davis","title":"Manager and Chief Compliance Officer","crd":"5853796"},{"name":"Hannah Boundy","title":"Managing Member","crd":"6330580"}],"ownership":[{"label":"Matthew Davis","detail":"Manager and chief compliance officer in the 75% or more ownership band and a control person, since February 2019."},{"label":"Hannah Boundy","detail":"Managing member in the 10% to 25% ownership band and a control person, since January 2021."}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2475 Townsgate Road, Suite 210","city":"Westlake Village","headquarters":true}]},{"state":"Colorado","offices":1,"addresses":[{"street":"520 Zang St., Suite 222","city":"Broomfield"}]}],"brochureServices":["education planning","family office services","insurance","tax planning","tax preparation"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"805-870-5591","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"30 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/301329/PDF/301329.pdf","brochureDate":"30 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043387","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sherwood Financial Partners have?","answer":"Sherwood Financial Partners has 88 clients and manages $294 million for them, as of April 2026. They include 48 individual clients, 39 high-net-worth individuals and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sherwood Financial Partners offer?","answer":"Sherwood Financial Partners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, selecting other managers, education planning, family office services, insurance, tax planning, and tax preparation.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Sherwood Financial Partners use?","answer":"Sherwood Financial Partners’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Fransisco, CA), with $294M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sherwood Financial Partners have?","answer":"Sherwood Financial Partners has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sherwood Financial Partners invest in?","answer":"At the end of its last fiscal year, Sherwood Financial Partners’ separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents, 2% exchange-traded equities and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sherwood Financial Partners?","answer":"Sherwood Financial Partners’ direct owners are Matthew Davis (75% or more) and Hannah Boundy (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sherwood Financial Partners get paid?","answer":"Sherwood Financial Partners is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Sherwood Financial Partners registered with the SEC?","answer":"Yes, Sherwood Financial Partners has been registered with the SEC as an investment adviser since 9 February 2022. Its CRD number is 301329 and its SEC file number is 801-123155.","source":"Form ADV Part 1A, Item 1, filed 30 April 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Sherwood Financial Partners?","answer":"Sherwood Financial Partners’ main office is at 2475 Townsgate Road, Suite 210, Westlake Village, CA 91361. Its phone number is 805-870-5591. Its website is sherwoodfp.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/sherwood-financial-partners-301329/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2056427/000205642726000003/0002056427-26-000003-index.html","totalValue":124229411,"positionCount":8,"top10Share":1,"top10":[{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":40304974,"shares":1369520,"shareType":"SH","priorValue":35195618,"priorShares":1372684},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"TOTAL BND MRKT","cusip":"921937835","value":37138853,"shares":505910,"shareType":"SH","priorValue":36962788,"priorShares":501939},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"INTL EQTY ETF","cusip":"808524805","value":19129509,"shares":690596,"shareType":"SH","priorValue":17068442,"priorShares":689634},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US MID-CAP ETF","cusip":"808524508","value":18209282,"shares":493878,"shareType":"SH","priorValue":15342011,"priorShares":495543},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"EMRG MKTEQ ETF","cusip":"808524706","value":7826830,"shares":215853,"shareType":"SH","priorValue":7073871,"priorShares":214685},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":1086533,"shares":1582,"shareType":"SH","priorValue":990738,"priorShares":1658},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":277925,"shares":1389,"shareType":"SH","priorValue":242242,"priorShares":1389},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":255505,"shares":883,"shareType":"SH","priorValue":224097,"priorShares":883}],"positionsListed":8,"positions":[{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":40304974,"shares":1369520,"shareType":"SH","priorValue":35195618,"priorShares":1372684},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"TOTAL BND MRKT","cusip":"921937835","value":37138853,"shares":505910,"shareType":"SH","priorValue":36962788,"priorShares":501939},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"INTL EQTY ETF","cusip":"808524805","value":19129509,"shares":690596,"shareType":"SH","priorValue":17068442,"priorShares":689634},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US MID-CAP ETF","cusip":"808524508","value":18209282,"shares":493878,"shareType":"SH","priorValue":15342011,"priorShares":495543},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"EMRG MKTEQ ETF","cusip":"808524706","value":7826830,"shares":215853,"shareType":"SH","priorValue":7073871,"priorShares":214685},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"S&P 500 ETF SHS","cusip":"922908363","value":1086533,"shares":1582,"shareType":"SH","priorValue":990738,"priorShares":1658},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":277925,"shares":1389,"shareType":"SH","priorValue":242242,"priorShares":1389},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":255505,"shares":883,"shareType":"SH","priorValue":224097,"priorShares":883}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}