{"url":"https://nivawealth.com/firms/shelter-growth-capital-partners-170685","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/170685","regulatoryAum":4662482349,"crd":"170685","history":[{"filedOn":"2021-03-15","regulatoryAum":751099020,"clients":21,"employees":30,"offices":1},{"filedOn":"2022-03-22","regulatoryAum":1349116468,"clients":30,"employees":35,"offices":1},{"filedOn":"2023-05-01","regulatoryAum":1708619835,"clients":33,"employees":33,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":2818259607,"clients":35,"employees":33,"offices":1},{"filedOn":"2025-05-09","regulatoryAum":2857468130,"clients":38,"employees":43,"offices":1},{"filedOn":"2026-07-13","regulatoryAum":4662482349,"clients":40,"employees":49,"offices":1}],"secFileNumber":"801-80686","legalName":"Shelter Growth Capital Partners LLC","displayName":"Shelter Growth Capital Partners","slug":"shelter-growth-capital-partners-170685","website":"https://sheltergrowth.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/10149607/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"750 Washington Boulevard, Suite 1050","city":"Stamford","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06901"},"tradeNames":[],"registration":{"secApproved":"11 December 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":49,"advisory":10,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":4662482349,"discretionary":4662482349,"discretionaryAccounts":40,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":50,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":34,"regulatoryAum":2201170985},{"label":"Insurance companies","clients":4,"regulatoryAum":1913189314},{"label":"Other","clients":2,"regulatoryAum":548122050}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Wilmington Trust Company","shortName":"Wilmington Trust","location":"Wilmington, DE","smaAssets":1640808851},{"name":"U.S. Bank","shortName":"U.S. Bank","location":"Minneapolis, MN","smaAssets":272380463}],"custodyNote":"Shelter Growth Capital Partners has custody of $2.75B for 36 clients.","otherCustodians":[],"leadership":[{"name":"Daniel Sparks","title":"Chief Executive Officer, Chief Investment Officer and Director","crd":"2174113"},{"name":"Kevin Gasvoda","title":"Chief Financial Officer, Chief Operating Officer, and Director","crd":"2931349"},{"name":"Jay Strauss","title":"Chief Compliance Officer and General Counsel","crd":"2733943"},{"name":"Kenneth Hockstein","title":"Director","crd":"8307651"},{"name":"William Long","title":"Director","crd":"2388033"},{"name":"Justin Mahoney","title":"Senior Portfolio Manager and Director","crd":"4583441"}],"ownership":[{"label":"SGCP Holdco LLC","detail":"Sole shareholder in the 75% or more ownership band and a control person, since January 2015."},{"label":"Kevin Gasvoda","detail":"Indirect owner: a limited partner of One Dock Partners, LP in the 25% to 50% band and a control person, since January 2015.","parent":"One Dock Partners, LP"},{"label":"Daniel Sparks","detail":"Indirect owner: a limited partner of One Dock Partners, LP in the 25% to 50% band and a control person, since January 2015.","parent":"One Dock Partners, LP"},{"label":"One Dock Partners, LP","detail":"Indirect owner: a member of SGCP Holdco LLC in the 50% to 75% band and a control person, since January 2015.","parent":"SGCP Holdco LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"750 Washington Boulevard, Suite 1050","city":"Stamford","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-355-6100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Other","percent":100,"detail":"Residential Mortgage Loans"}],"privateFunds":8},"sources":{"adv1FilingDate":"13 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/170685/PDF/170685.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Shelter Growth Capital Partners have?","answer":"Shelter Growth Capital Partners has 40 clients and manages $4.66 billion for them, as of July 2026. They include 34 pooled investment vehicles, 4 insurance companies and 2 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Shelter Growth Capital Partners offer?","answer":"Shelter Growth Capital Partners provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Shelter Growth Capital Partners use?","answer":"Shelter Growth Capital Partners’ separately managed account assets are held at Wilmington Trust Company (Wilmington, DE), with $1.64B and U.S. Bank (Minneapolis, MN), with $272M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Shelter Growth Capital Partners have?","answer":"Shelter Growth Capital Partners has 0 investment adviser representatives registered with state securities authorities, out of 49 employees, and 10 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Shelter Growth Capital Partners invest in?","answer":"At the end of its last fiscal year, Shelter Growth Capital Partners’ separately managed accounts held 100% other. The 100% other category is described as: Residential Mortgage Loans. It advises 8 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Shelter Growth Capital Partners?","answer":"Shelter Growth Capital Partners is owned through a chain of holding companies by Kevin Gasvoda and Daniel Sparks. Its direct owner is SGCP Holdco LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Shelter Growth Capital Partners get paid?","answer":"Shelter Growth Capital Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Shelter Growth Capital Partners?","answer":"Shelter Growth Capital Partners’ main office is at 750 Washington Boulevard, Suite 1050, Stamford, CT 06901. Its phone number is 203-355-6100. Its website is sheltergrowth.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}