{"url":"https://nivawealth.com/firms/shankervalleau-wealth-advisors-117527","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/117527","regulatoryAum":645254680,"crd":"117527","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6418408","suffix":null,"lastName":"HENNESSY","firstName":"JANICE","middleName":"JEAN"},{"crd":"2300422","suffix":"JR.","lastName":"VALLEAU","firstName":"JOHN","middleName":"DAVID"},{"crd":"7230032","suffix":null,"lastName":"VALLEAU","firstName":"KATHLEEN","middleName":"MARIE"},{"crd":"7939988","suffix":null,"lastName":"Wyton","firstName":"Jennifer","middleName":null}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-11","regulatoryAum":372676052,"clients":188,"employees":7,"offices":1},{"filedOn":"2022-02-22","regulatoryAum":447923112,"clients":200,"employees":7,"offices":1},{"filedOn":"2023-03-21","regulatoryAum":385982736,"clients":212,"employees":6,"offices":1},{"filedOn":"2024-07-03","regulatoryAum":495663683,"clients":221,"employees":8,"offices":1},{"filedOn":"2025-03-21","regulatoryAum":549903956,"clients":222,"employees":7,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":645254680,"clients":208,"employees":8,"offices":1}],"secFileNumber":"801-62920","legalName":"Shankervalleau Wealth Advisors, Inc.","displayName":"ShankerValleau Wealth Advisors","slug":"shankervalleau-wealth-advisors-117527","website":"https://shankervalleau.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/117527/1596f3bd5e07bf1e-r1.webp","tone":"light","width":1339,"height":200,"sourceUrl":"https://www.shankervalleau.com","sourceLabel":"Shankervalleau Wealth Advisors, Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"http://linkedin.com/company/shankervalleau-wealth-advisors-inc","founded":"1993","organization":"Illinois corporation","fiscalYearEnd":"December","headquarters":{"street":"5215 Old Orchard Road, Suite 850","city":"Skokie","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60077"},"tradeNames":[],"registration":{"secApproved":"26 March 2004","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3126569.251231527,"staff":{"employees":8,"advisory":6,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":645254680,"discretionary":642566605,"discretionaryAccounts":674,"nonDiscretionary":2688075,"nonDiscretionaryAccounts":1,"wrapProgram":642566605,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":73,"regulatoryAum":21359141},{"label":"High-net-worth individuals","clients":130,"regulatoryAum":613334417},{"label":"Pension and profit-sharing plans","clients":1,"fewerThan5":true,"regulatoryAum":2688075},{"label":"Charitable organizations","clients":4,"fewerThan5":true,"regulatoryAum":7873047}],"feePrograms":[{"role":"main","program":"Investment Supervisory Services Wrap Fee Program","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024987","versionId":1024987,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-24","documentName":"ADV PART II BROCHURE","fee_rate_low":0.25,"fee_rate_high":1.25,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T06:21:49.183404+00:00","documents":[{"name":"ADV PART II BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024987","versionId":1024987,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":642566605}],"custodyNote":"ShankerValleau Wealth Advisors has custody of $219M in client assets for 116 clients.","leadership":[{"name":"John Valleau","title":"President/Chief Compliance Officer","crd":"2300422"}],"ownership":[{"label":"John D. 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They include 130 high-net-worth individuals, 73 individual clients and 4 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does ShankerValleau Wealth Advisors offer?","answer":"ShankerValleau Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does ShankerValleau Wealth Advisors charge?","answer":"ShankerValleau Wealth Advisors charges 0.25%–1.25% a year for its Investment Supervisory Services Wrap Fee Program. The fee is billed in arrears.","source":"ADV PART II BROCHURE, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does ShankerValleau Wealth Advisors use?","answer":"ShankerValleau Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $643M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does ShankerValleau Wealth Advisors have?","answer":"ShankerValleau Wealth Advisors has 6 investment adviser representatives registered with state securities authorities, out of 8 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does ShankerValleau Wealth Advisors invest in?","answer":"At the end of its last fiscal year, ShankerValleau Wealth Advisors’ separately managed accounts held 59% exchange-traded equities, 40% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns ShankerValleau Wealth Advisors?","answer":"ShankerValleau Wealth Advisors is owned through a trust by John Valleau. Its direct owners are John D. Valleau, JR. Declaration of Trust DTD 12-9-22 (75% or more) and John D. Valleau, JR. Declaration of (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does ShankerValleau Wealth Advisors get paid?","answer":"ShankerValleau Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is ShankerValleau Wealth Advisors registered with the SEC?","answer":"Yes, ShankerValleau Wealth Advisors has been registered with the SEC as an investment adviser since 26 March 2004. Its CRD number is 117527 and its SEC file number is 801-62920.","source":"Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact ShankerValleau Wealth Advisors?","answer":"ShankerValleau Wealth Advisors’ main office is at 5215 Old Orchard Road, Suite 850, Skokie, IL 60077. Its phone number is 847-475-2900. Its website is shankervalleau.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/shankervalleau-wealth-advisors-117527/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-09","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1903273/000190327326000003/0001903273-26-000003-index.html","totalValue":379570983,"positionCount":40,"top10Share":0.8680558308114927,"top10":[{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"US COR EQU 2 ETF","cusip":"25434V708","value":97471296,"shares":2197279,"shareType":"SH","priorValue":87896696,"priorShares":2261881},{"issuer":"DIMENSIONAL ETF TRUST","titleOfClass":"WORLD EX US CORE","cusip":"25434V880","value":46974278,"shares":1275089,"shareType":"SH","priorValue":43362773,"priorShares":1276502},{"issuer":"ORACLE 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}