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They include 24 high-net-worth individuals, 7 individual clients and 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Shade Tree Advisors offer?","answer":"Shade Tree Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Shade Tree Advisors charge?","answer":"Shade Tree Advisors charges 0.10%–1.00% for its Portfolio Management Services. The brochure does not state whether the rate is annual. The fee is billed in arrears.","source":"SHADE TREE ADVISORS LLC  ADV PART 2A, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Shade Tree Advisors use?","answer":"Shade Tree Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $797M and Fidelity Brokerage Services LLC (Smithfield, RI), with $404M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Shade Tree Advisors have?","answer":"Shade Tree Advisors has 21 investment adviser representatives registered with state securities authorities, out of 66 employees, and 21 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Shade Tree Advisors invest in?","answer":"At the end of its last fiscal year, Shade Tree Advisors’ separately managed accounts held 32% U.S. government and agency bonds, 29% exchange-traded equities, 20% cash and equivalents, 13% registered funds (mutual funds, ETFs, BDCs), 3% state and local bonds and 3% pooled vehicles (private funds and similar). It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Shade Tree Advisors?","answer":"Shade Tree Advisors is owned through a chain of holding companies by Marna Davis. Its direct owner is Oak Leaf Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Shade Tree Advisors get paid?","answer":"Shade Tree Advisors is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Shade Tree Advisors?","answer":"Shade Tree Advisors’ main office is at 19 Railroad Place, Suite 301, Saratoga Springs, NY 12866. Its phone number is 518-290-9460. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}