{"url":"https://nivawealth.com/firms/sevenoneseven-capital-management-305092","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305092","regulatoryAum":1175991778,"crd":"305092","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8241606","suffix":null,"lastName":"Schrotberger","firstName":"Jason","middleName":"David"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-23","regulatoryAum":663004458,"clients":3067,"employees":8,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":817525430,"clients":386,"employees":10,"offices":2},{"filedOn":"2023-08-01","regulatoryAum":611216570,"clients":1,"employees":8,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":631167933,"clients":1,"employees":8,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":906095777,"clients":0,"employees":4,"offices":1},{"filedOn":"2026-08-13","regulatoryAum":1175991778,"clients":167,"employees":5,"offices":1}],"secFileNumber":"801-117445","legalName":"Sevenoneseven Capital Management, LTD","displayName":"SevenOneSeven Capital Management","slug":"sevenoneseven-capital-management-305092","website":"https://sevenonesevencapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/305092/c3dbf4cbbbe4a9e3-r1.webp","tone":"light","width":488,"height":200,"sourceUrl":"https://www.sevenonesevencapital.com/","sourceLabel":"Faithward Capital, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"275 Hess Boulevard, Suite 202","city":"Lancaster","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17601"},"tradeNames":["Sevenoneseven Capital"],"registration":{"secApproved":"8 October 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":444517.68263473053,"staff":{"employees":5,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":1175991778,"discretionary":1175991778,"discretionaryAccounts":199,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":147,"regulatoryAum":45649508},{"label":"High-net-worth individuals","clients":20,"regulatoryAum":28584945},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":1172055},{"label":"Other investment advisers","clients":null,"fewerThan5":true,"regulatoryAum":1100585270}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":906095777}],"custodyNote":"SevenOneSeven Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Robert Nayden","title":"Chief Compliance Officer","crd":"7094969"}],"ownership":[{"label":"Sevenoneseven Holdings LLC","detail":"Member in the 5% to 10% ownership band and a control person, since June 2020."},{"label":"Faithward Holdings LLC","detail":"Member in the 75% or more ownership band and a control person, since January 2024."},{"label":"Robert Nayden","detail":"Indirect owner: managing member of Sevenoneseven Holdings LLC and a control person, since March 2024.","parent":"Sevenoneseven Holdings LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"275 Hess Boulevard, Suite 202","city":"Lancaster","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"844-970-4055","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":32},{"label":"U.S. government/agency bonds","percent":10},{"label":"Securities issued by registered investment companies or business development companies","percent":56},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"13 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/305092/PDF/305092.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SevenOneSeven Capital Management have?","answer":"SevenOneSeven Capital Management has 167 clients and manages $1.18 billion for them, as of August 2026. They include 147 individual clients and 20 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SevenOneSeven Capital Management offer?","answer":"SevenOneSeven Capital Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does SevenOneSeven Capital Management use?","answer":"SevenOneSeven Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $906M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SevenOneSeven Capital Management have?","answer":"SevenOneSeven Capital Management has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SevenOneSeven Capital Management invest in?","answer":"At the end of its last fiscal year, SevenOneSeven Capital Management’s separately managed accounts held 56% registered funds (mutual funds, ETFs, BDCs), 32% exchange-traded equities, 10% U.S. government and agency bonds and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SevenOneSeven Capital Management?","answer":"SevenOneSeven Capital Management’s direct owners are Sevenoneseven Holdings LLC (5% to 10%) and Faithward Holdings LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SevenOneSeven Capital Management get paid?","answer":"SevenOneSeven Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SevenOneSeven Capital Management?","answer":"SevenOneSeven Capital Management’s main office is at 275 Hess Boulevard, Suite 202, Lancaster, PA 17601. Its phone number is 844-970-4055. Its website is sevenonesevencapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}