{"url":"https://nivawealth.com/firms/ser-capital-partners-management-307713","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/307713","regulatoryAum":685810665,"crd":"307713","history":[{"filedOn":"2023-03-30","regulatoryAum":471449198,"clients":8,"employees":7,"offices":2},{"filedOn":"2024-06-18","regulatoryAum":471449198,"clients":10,"employees":8,"offices":2},{"filedOn":"2025-03-28","regulatoryAum":676772172,"clients":12,"employees":15,"offices":2},{"filedOn":"2026-03-31","regulatoryAum":685810665,"clients":13,"employees":11,"offices":2}],"secFileNumber":"801-126264","legalName":"Ser Capital Partners Management, LP","displayName":"SER Capital Partners Management","slug":"ser-capital-partners-management-307713","website":"https://sercapitalpartners.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/ser-capital-partners/about/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"201 Redwood Shores Pkwy, Suite 315","city":"Redwood City","state":"CA","stateName":"California","country":"United States","postalCode":"94065"},"tradeNames":[],"registration":{"secApproved":"29 July 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":11,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":685810665,"discretionary":685810665,"discretionaryAccounts":13,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":7,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":13,"regulatoryAum":685810665}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"SER Capital Partners Management has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Ha Nguyen","title":"Chief Financial Officer","crd":"7719496"},{"name":"Ha Nguyen","title":"Chief Compliance Officer","crd":"7719496"},{"name":"Rahul Advani","title":"Managing Partner","crd":"2983495"},{"name":"Marvin Wooten","title":"Partner","crd":"7281123"}],"ownership":[{"label":"Ser Management Holdings, LP","detail":"Limited partner in the 75% or more ownership band and a control person, since January 2024."},{"label":"Rahul Advani","detail":"Indirect owner: a limited partner of Ser Management Holdings, LP in the 50% to 75% band and a control person, since January 2024. Also a member of Ser Capital Partners, LLC in the 50% to 75% band and a control person, since January 2020.","parent":"Ser Management Holdings, LP"},{"label":"Ser Capital Partners, LLC","detail":"Indirect owner: general partner of Ser Management Holdings, LP and a control person, since January 2024.","parent":"Ser Management Holdings, LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"201 Redwood Shores Pkwy, Suite 315","city":"Redwood City","headquarters":true}]},{"state":"New York","offices":1,"addresses":[{"street":"20w 22nd St","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-873-1011","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":13},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/307713/PDF/307713.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SER Capital Partners Management have?","answer":"SER Capital Partners Management has 13 clients and manages $686 million for them, as of March 2026. They include 13 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SER Capital Partners Management offer?","answer":"SER Capital Partners Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does SER Capital Partners Management have?","answer":"SER Capital Partners Management has 0 investment adviser representatives registered with state securities authorities, out of 11 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SER Capital Partners Management?","answer":"SER Capital Partners Management is owned through a holding company by Rahul Advani. Its direct owner is Ser Management Holdings, LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SER Capital Partners Management get paid?","answer":"SER Capital Partners Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact SER Capital Partners Management?","answer":"SER Capital Partners Management’s main office is at 201 Redwood Shores Pkwy, Suite 315, Redwood City, CA 94065. Its phone number is 415-873-1011. Its website is sercapitalpartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}