{"url":"https://nivawealth.com/firms/sequinox-wealth-management-335246","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335246","regulatoryAum":160000000,"crd":"335246","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6564260","suffix":null,"lastName":"Beard","firstName":"Teressa","middleName":"Dawn"},{"crd":"2885405","suffix":null,"lastName":"LAMISON","firstName":"DONALD","middleName":"WAYNE"},{"crd":"5582354","suffix":null,"lastName":"Lebo","firstName":"Matthew","middleName":"J"},{"crd":"3121471","suffix":null,"lastName":"WIRBICK","firstName":"JOSEPH","middleName":"DANIEL"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-04-28","regulatoryAum":0,"clients":0,"employees":7,"offices":3},{"filedOn":"2026-08-11","regulatoryAum":160000000,"clients":761,"employees":7,"offices":3}],"secFileNumber":"801-132845","legalName":"Sequinox Wealth Management, LLC","displayName":"Sequinox Wealth Management","slug":"sequinox-wealth-management-335246","website":"https://sequinox.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/335246/20eb110402cfd648-r1.webp","tone":"light","width":410,"height":200,"sourceUrl":"https://sequinox.com/","sourceLabel":"Sequinox Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"941 Wheatland Ave., Suite 101","city":"Lancaster","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"17603"},"tradeNames":[],"registration":{"secApproved":"28 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":203170.40951122853,"staff":{"employees":7,"advisory":3,"brokerDealerReps":0,"insuranceAgents":1,"promoters":3},"aum":{"regulatory":160000000,"discretionary":160000000,"discretionaryAccounts":1550,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":727,"regulatoryAum":107800000},{"label":"High-net-worth individuals","clients":30,"regulatoryAum":46000000},{"label":"Charitable organizations","clients":2,"fewerThan5":true,"regulatoryAum":200000},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":6000000}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054519","versionId":1054519,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-08-11","documentName":"SEQUINOX WEALTH MANAGEMENT, LLC ADV PART 2A","fee_rate_low":null,"fee_rate_high":1.45,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning Services","summary":"Financial planning is a fixed fee that generally ranges from $500 to $2,500, negotiable depending on the scope of the plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054519","versionId":1054519,"submittedOn":"2026-08-11","documentName":"SEQUINOX WEALTH MANAGEMENT, LLC ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T17:58:43.336625+00:00","documents":[{"name":"SEQUINOX WEALTH MANAGEMENT, LLC ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054519","versionId":1054519,"submittedOn":"2026-08-11"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Boston, MA","smaAssets":160000000}],"custodyNote":"Sequinox Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joseph Wirbick","title":"Chief Compliance Officer/ President","crd":"3121471"}],"ownership":[{"label":"Joseph Wirbick","detail":"Chief compliance officer/ president in the 75% or more ownership band and a control person, since January 2002."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"4110 North Scottsdale Road","city":"Scottsdale"}]},{"state":"Pennsylvania","offices":2,"addresses":[{"street":"941 Wheatland Ave., Suite 101","city":"Lancaster","headquarters":true},{"street":"969 Eisenhower BLVD.","city":"Johnstown"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"717-397-7957","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":98},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"11 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335246/PDF/335246.pdf","brochureDate":"11 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054519","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sequinox Wealth Management have?","answer":"Sequinox Wealth Management has 761 clients and manages $160 million for them, as of August 2026. They include 727 individual clients, 30 high-net-worth individuals and 2 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sequinox Wealth Management offer?","answer":"Sequinox Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sequinox Wealth Management charge?","answer":"Sequinox Wealth Management charges up to 1.45% a year for its Portfolio Management Services. The fee is billed in arrears and is negotiable.","source":"SEQUINOX WEALTH MANAGEMENT, LLC ADV PART 2A, filed 11 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sequinox Wealth Management use?","answer":"Sequinox Wealth Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Boston, MA), with $160M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sequinox Wealth Management have?","answer":"Sequinox Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 7 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sequinox Wealth Management invest in?","answer":"At the end of its last fiscal year, Sequinox Wealth Management’s separately managed accounts held 98% registered funds (mutual funds, ETFs, BDCs), 1% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sequinox Wealth Management?","answer":"Sequinox Wealth Management’s direct owner is Joseph Wirbick (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sequinox Wealth Management get paid?","answer":"Sequinox Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sequinox Wealth Management?","answer":"Sequinox Wealth Management’s main office is at 941 Wheatland Ave., Suite 101, Lancaster, PA 17603. Its phone number is 717-397-7957. Its website is sequinox.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}