{"url":"https://nivawealth.com/firms/sentara-capital-161132","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/161132","regulatoryAum":119566470,"crd":"161132","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3103398","suffix":null,"lastName":"ALLEN","firstName":"WILLIAM","middleName":"SAMUEL"},{"crd":"5547036","suffix":null,"lastName":"BRUMMEL","firstName":"JONATHAN","middleName":"ANDREW"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":113596215,"clients":216,"employees":4,"offices":2},{"filedOn":"2022-03-10","regulatoryAum":116399753,"clients":225,"employees":4,"offices":2},{"filedOn":"2023-03-15","regulatoryAum":103011826,"clients":224,"employees":3,"offices":2},{"filedOn":"2024-07-03","regulatoryAum":131659879,"clients":299,"employees":3,"offices":2},{"filedOn":"2025-01-22","regulatoryAum":102775422,"clients":145,"employees":2,"offices":1},{"filedOn":"2026-02-05","regulatoryAum":119566470,"clients":169,"employees":3,"offices":1}],"secFileNumber":"801-119758","legalName":"Sentara Capital LLC","displayName":"Sentara Capital","slug":"sentara-capital-161132","website":"https://sentaracapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/sentara-capital-llc/","founded":null,"organization":"Georgia limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3225 Shallowford Road Ne, Suite 900","city":"Marietta","state":"GA","stateName":"Georgia","country":"United States","postalCode":"30062"},"tradeNames":["Sentara Financial Planning","Sentara Investors"],"registration":{"secApproved":"9 November 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76 clients.","otherCustodians":[],"leadership":[{"name":"Krista Brooks","title":"Chief Compliance Officer","crd":"6022297"},{"name":"William Allen","title":"Co-Managing Member/Investment Advisor","crd":"3103398"}],"ownership":[{"label":"William Allen","detail":"Co-managing member/investment advisor in the 75% or more ownership band and a control person, since January 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Georgia","offices":1,"addresses":[{"street":"3225 Shallowford Road Ne, Suite 900","city":"Marietta","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"770-509-5305","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"Non-exchange-traded equity securities","percent":50},{"label":"U.S. government/agency bonds","percent":18},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"5 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/161132/PDF/161132.pdf","brochureDate":"5 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006604","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sentara Capital have?","answer":"Sentara Capital has 169 clients and manages $120 million for them, as of February 2026. They include 130 individual clients and 39 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sentara Capital offer?","answer":"Sentara Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sentara Capital charge?","answer":"Sentara Capital charges 0.50%–1.00% a year for its Portfolio Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A, filed 5 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sentara Capital use?","answer":"Sentara Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $117M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sentara Capital have?","answer":"Sentara Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sentara Capital invest in?","answer":"At the end of its last fiscal year, Sentara Capital’s separately managed accounts held 50% non-exchange-traded equities, 26% exchange-traded equities, 18% U.S. government and agency bonds and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sentara Capital?","answer":"Sentara Capital’s direct owner is William Allen (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sentara Capital get paid?","answer":"Sentara Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sentara Capital?","answer":"Sentara Capital’s main office is at 3225 Shallowford Road Ne, Suite 900, Marietta, GA 30062. Its phone number is 770-509-5305. Its website is sentaracapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 5 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}