{"url":"https://nivawealth.com/firms/sei-investments-management-105146","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/105146","regulatoryAum":216428500660,"crd":"105146","secFileNumber":"801-24593","legalName":"SEI Investments Management Corp","displayName":"SEI Investments Management","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"One Freedom Valley Drive","city":"Oaks","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"19456"},"tradeNames":["SEI Huntington Steele"],"registration":{"secApproved":"27 June 1985","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":434,"advisory":226,"brokerDealerReps":91,"insuranceAgents":0,"promoters":25},"aum":{"discretionary":211986837592,"discretionaryAccounts":112625,"nonDiscretionary":4441663068,"nonDiscretionaryAccounts":2,"wrapProgram":51916179299,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":110959,"regulatoryAum":47675430360},{"label":"High-net-worth individuals","clients":726,"regulatoryAum":5003266974},{"label":"Banking or thrift institutions","clients":93,"regulatoryAum":935523565},{"label":"Investment companies","clients":1,"regulatoryAum":100728082247},{"label":"Pooled investment vehicles","clients":18,"regulatoryAum":45163894755},{"label":"Pension and profit-sharing plans","clients":343,"regulatoryAum":9563058377},{"label":"Charitable organizations","clients":465,"regulatoryAum":3870929831},{"label":"State or municipal government entities","clients":4,"regulatoryAum":2625000000},{"label":"Corporations and other businesses","clients":35,"regulatoryAum":488314551},{"label":"Other","clients":2,"regulatoryAum":375000000}],"fees":[],"feeNotes":[],"custodians":[{"name":"SEI Private Trust Company","shortName":"SEI Private Trust","location":"Oaks, PA","smaAssets":122854584280}],"custodyNote":"SEI Investments Management has custody of $3.69M for 85 clients.","otherCustodians":[],"leadership":[{"name":"Michael Peterson","title":"Senior Vice President","crd":"6973933"},{"name":"Nathan Shetty","title":"President","crd":"4285076"},{"name":"Jennifer Campisi","title":"Chief Compliance Officer","crd":"5299753"},{"name":"Timothy Barto","title":"General Counsel","crd":"4743037"},{"name":"Bradley Landis","title":"Board Member","crd":"4458648"},{"name":"Sean Simko","title":"Board Member","crd":"2480817"},{"name":"Mark Warner","title":"Treasurer/Controller","crd":"7720378"}],"ownership":[{"label":"Simc Holding, LLC","detail":"Shareholder in the 75% or more ownership band and a control person, since December 2003."},{"label":"SEI Investments Company","detail":"Indirect owner: a member of Simc Holding, LLC in the 75% or more band and a control person, since December 2003.","parent":"Simc Holding, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"351 W. Hubbard Street","city":"Chicago"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"One Freedom Valley Drive","city":"Oaks","headquarters":true}]},{"state":"Washington","offices":1,"addresses":[{"street":"1700 7th Avenue","city":"Seattle"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"610-676-1000","stateRegisteredReps":117,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":65},{"label":"U.S. government/agency bonds","percent":7},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":11},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":3}],"privateFunds":17},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/105146/PDF/105146.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does SEI Investments Management have?","answer":"SEI Investments Management has 112,646 clients and manages $216.4 billion for them, as of September 2026. They include 110,959 other individuals, 726 high-net-worth individuals and 465 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does SEI Investments Management offer?","answer":"SEI Investments Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does SEI Investments Management use?","answer":"SEI Investments Management’s separately managed account assets are held at SEI Private Trust Company (Oaks, PA), with $122,854,584,280. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does SEI Investments Management have?","answer":"SEI Investments Management has 117 investment adviser representatives registered with state securities authorities, out of 434 employees, and 226 perform investment advisory functions. 91 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does SEI Investments Management invest in?","answer":"At the end of its last fiscal year, SEI Investments Management’s separately managed accounts held 65% exchange-traded equities, 11% registered funds (mutual funds, ETFs, BDCs), 8% investment grade corporate bonds, 7% U.S. government and agency bonds, 5% state and local bonds and 3% pooled vehicles (private funds and similar). It advises 17 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns SEI Investments Management?","answer":"SEI Investments Management is owned through a holding company by SEI Investments Company. Its direct owner is Simc Holding, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does SEI Investments Management get paid?","answer":"SEI Investments Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}