{"url":"https://nivawealth.com/firms/segal-advisors-114687","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/114687","regulatoryAum":50152300240,"crd":"114687","secFileNumber":"801-61280","legalName":"Segal Advisors, Inc.","displayName":"Segal Advisors","website":null,"linkedinUrl":"https://www.linkedin.com/company/segal-marco/","founded":null,"organization":"New York corporation","fiscalYearEnd":"December","headquarters":{"street":"66 Hudson BLVD E","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10001-2192"},"tradeNames":["Segal Marco Advisors"],"registration":{"secApproved":"2 October 2002","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":112,"advisory":103,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":12911162844,"discretionaryAccounts":87,"nonDiscretionary":37241137396,"nonDiscretionaryAccounts":42,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":654},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":2466726701},{"label":"Pension and profit-sharing plans","clients":74,"regulatoryAum":43443467111},{"label":"Charitable organizations","clients":4,"regulatoryAum":209616461},{"label":"State or municipal government entities","clients":6,"regulatoryAum":747097971},{"label":"Other","clients":41,"regulatoryAum":3285391996}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Segal Advisors has custody of $47.25B for 112 clients.","otherCustodians":[],"leadership":[{"name":"John Demairo","title":"Director, Chief Executive Officer","crd":"1598965"},{"name":"Seth Almaliah","title":"Co President","crd":"3056224"},{"name":"Joseph Fristachi","title":"Senior Vice President, Chief Financial Officer & Treasurer","crd":"7520723"},{"name":"Steven Greenspan","title":"Senior Vice President, General Counsel, Corporate Secretary","crd":"6036623"},{"name":"John Marco","title":"Co-President","crd":"8307684"},{"name":"Diane McNally","title":"Senior Vice President","crd":"8245011"},{"name":"Jason Russell","title":"Senior Vice President","crd":"8244948"},{"name":"Amy Forebaugh","title":"Chief Compliance Officer","crd":"2298956"},{"name":"Jennifer Benz","title":"Director","crd":"7239324"},{"name":"David Blumenstein","title":"Director","crd":"4525190"},{"name":"Aldwin Frias","title":"Director","crd":"7520759"},{"name":"Mary Kirby","title":"Director","crd":"7328762"},{"name":"Stuart Lerner","title":"Director","crd":"6750395"},{"name":"Joseph Locicero","title":"Director","crd":"2526854"},{"name":"Andrew Sherman","title":"Director","crd":"5316737"}],"ownership":[{"label":"The Segal Group, Inc.","detail":"100% shareholder of segal advisors, inc. in the 75% or more ownership band and a control person, since August 1969."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":15,"privateResidences":6},"listedOfficeAddresses":9,"officesByState":[{"state":"Colorado","offices":1,"addresses":[{"street":"7951 E Maplewood Ave","city":"Greenwood Village"}]},{"state":"Connecticut","offices":1,"addresses":[{"street":"30 Waterside Drive","city":"Farmington"}]},{"state":"District of Columbia","offices":1,"addresses":[{"street":"1800 M Street NW","city":"Washington"}]},{"state":"Georgia","offices":1,"addresses":[{"street":"2727 Paces Ferry Road Se","city":"Atlanta"}]},{"state":"Illinois","offices":1,"addresses":[{"street":"550 W.washington BLVD","city":"Chicago"}]},{"state":"Massachusetts","offices":2,"addresses":[{"street":"116 Huntington Avenue","city":"Boston"},{"street":"25 Braintree Hill Office Park","city":"Braintree"}]},{"state":"New York","offices":1,"addresses":[{"street":"66 Hudson BLVD E","city":"New York","headquarters":true}]},{"state":"Ohio","offices":1,"addresses":[{"street":"1111 Superior Avenue","city":"Cleveland"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-251-5900","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Securities issued by registered investment companies or business development companies","percent":7},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":67},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":24,"detail":"Assets Managed by Third Party Managers Appointed by US."}],"privateFunds":4},"sources":{"adv1FilingDate":"6 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/114687/PDF/114687.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Segal Advisors have?","answer":"Segal Advisors has 129 clients and manages $50.2 billion for them, as of August 2026. They include 74 pension and profit-sharing plans, 41 other clients and 6 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Segal Advisors offer?","answer":"Segal Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, publishing newsletters, educational seminars and other activities.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Segal Advisors have?","answer":"Segal Advisors has 0 investment adviser representatives registered with state securities authorities, out of 112 employees, and 103 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Segal Advisors invest in?","answer":"At the end of its last fiscal year, Segal Advisors’ separately managed accounts held 67% pooled vehicles (private funds and similar), 24% assets managed by third party managers appointed by us., 7% registered funds (mutual funds, ETFs, BDCs) and 2% cash and equivalents. It advises 4 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Segal Advisors?","answer":"Segal Advisors’ direct owner is the Segal Group, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Segal Advisors get paid?","answer":"Segal Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}