{"url":"https://nivawealth.com/firms/sector-analysts-169789","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169789","regulatoryAum":238163786,"crd":"169789","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1628728","suffix":null,"lastName":"HUTCHINSON","firstName":"PATRICK","middleName":"JAMES"},{"crd":"4143301","suffix":null,"lastName":"TUMOLO","firstName":"JOHN","middleName":"DAVID"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":169035825,"clients":823,"employees":2,"offices":1},{"filedOn":"2022-06-06","regulatoryAum":190011755,"clients":689,"employees":2,"offices":1},{"filedOn":"2023-03-14","regulatoryAum":165151927,"clients":902,"employees":2,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":178074473,"clients":1001,"employees":2,"offices":1},{"filedOn":"2025-03-20","regulatoryAum":213675420,"clients":1066,"employees":2,"offices":1},{"filedOn":"2026-03-26","regulatoryAum":238163786,"clients":677,"employees":4,"offices":1}],"secFileNumber":"801-110613","legalName":"Sector 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fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":30},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":69}],"privateFunds":0},"sources":{"adv1FilingDate":"26 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169789/PDF/169789.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027108","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sector Analysts have?","answer":"Sector Analysts has 677 clients and manages $238 million for them, as of March 2026. They include 562 individual clients and 115 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sector Analysts offer?","answer":"Sector Analysts provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sector Analysts charge?","answer":"Sector Analysts charges 0.80%–1.00% a year for its Wrap Asset Management. The fee is billed in advance and is negotiable.","source":"SECTOR ANALYSTS WRAP FEE PROGRAM BROCHURE, filed 26 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sector Analysts use?","answer":"Sector Analysts’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $238M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sector Analysts have?","answer":"Sector Analysts has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sector Analysts invest in?","answer":"At the end of its last fiscal year, Sector Analysts’ separately managed accounts held 69% registered funds (mutual funds, ETFs, BDCs), 30% exchange-traded equities and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sector Analysts?","answer":"Sector Analysts’ direct owners are Patrick Hutchinson (50% to 75%) and John Tumolo (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sector Analysts get paid?","answer":"Sector Analysts is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sector Analysts?","answer":"Sector Analysts’ main office is at 6126 Hamilton BLVD., Suite 103, Allentown, PA 18106. Its phone number is 610-945-8014. Its website is sectoranalysts.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}